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Showing 261 to 270 of 1264 search results for Firm specific complaints data.

  1. Supervision

    About us How we regulate Published: 18/04/2016 Last modified: 13/12/2023
    Find out about the FCA's approach to supervising firms, including why we supervise and how we divide the financial sectors we regulate.

  2. TechSprints

    Tasks for firms Focus areas Published: 06/09/2017 Last modified: 18/03/2024
    Find out more about what TechSprints are and details of our upcoming TechSprint events.

  3. Bank or building society

    Last modified: 22/09/2017
    of business(Chapter 8 in our Approach Document), Complaints handling (Chapter 11 in our Approach Document), Reporting and notifications (Chapter 13 in our Approach Document) and Access to payment account services ... Certain firms which are carrying on

  4. Whistleblowing in practice: Case studies

    Firms Published: 21/10/2020 Last modified: 01/02/2024
    Are you thinking about blowing the whistle on wrongdoing? Find out how whistleblowing can help the FCA to act and how the FCA protects other firms.

  5. Overseas Funds Regime: Update for firms

    Published: 01/05/2024 Last modified: 05/07/2024
    The Overseas Funds Regime (OFR) is expected to go live  later in 2024. We provide some key dates and initial information about how you can apply.

  6. A test of conscience

    Speeches Published: 23/02/2015 Last modified: 26/02/2015
    Many domestic firms have established mission statements to support consumers in vulnerable circumstances. ... the data suggests it’s still a source of significant frustration for customers.

  7. New Handbook website

    News stories Published: 01/09/2015 Last modified: 26/10/2020
    We launched a new Handbook website on 29 August 2015. This will make it easier for firms to use and navigate the Handbook.

  8. AIF 001 data definition [xls]

    Data Published: 18/09/2014 Last modified: 08/10/2014
    AIF001 - Alternative Investment Fund Managers (AIFMs) - specific information to be reported

  9. AIFMD updates

    Focus areas Published: 08/06/2016 Last modified: 05/07/2023
    There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.

  10. Report an unfair contract term

    Last modified: 15/03/2024
    Financial businesses can't enforce unfair or unclear terms in their contracts with you. If you think that a contract term is unfair or unclear, please report it to us by completing the form below.