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Showing 291 to 300 of 1264 search results for Firm specific complaints data.

291. Initial Coin Offerings

     Statements Published: 12/09/2017 Last modified: 27/02/2019
     Consumer warning about the risks of Initial Coin Offerings (‘ICOs’)

292. Information for newly authorised firms

     Published: 30/09/2022 Last modified: 25/05/2023
     As a newly authorised firm, learn about the systems you'll use and important things you need to know.

293. Closed complaints

     Data Published: 19/10/2023 Last modified: 19/10/2023
     This page provides a breakdown of complaints closed by product group and firm type.

294. Information on transaction reporting - December 2021

     FOI Release Date of Release: 20/12/2021
     The FCA answers multiple questions on transaction reporting.

295. FERGOFX

     Warnings Published: 05/04/2022 Last modified: 06/04/2022
     FERGOFX is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

296. Our use of cookies

     Last modified: 15/12/2023
     Find out about the individual cookies the FCA uses on fca.org.uk, and why it uses them.

297. 2016 fines

     News stories Published: 02/01/2016 Last modified: 02/02/2017
     This table contains information about fines published during the calendar year ending 2016. The total amount of fines is £22,216,446 (excluding Mr Shay Jacob Reches' additional penalty).

298. Our Business Plan 2017/18

     Corporate documents Published: 18/04/2017 Last modified: 05/05/2017
     The annual Business Plan gives details of the specific areas of work the FCA is prioritising for the next year.

299. Dealing commission

     Speeches Published: 10/07/2014 Last modified: 10/07/2014
     Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA conference on dealing commission in London. This is the text of the speech as drafted, which may differ from the delivered version.

300. Market Watch 68

     Newsletters Published: 16/11/2021 Last modified: 19/11/2021
     In this Market Watch we discuss web-based trading platforms, which are widely used for Rates and Fixed Income products and share our concerns about gaps in users’ surveillance of web-based platform activity.