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Showing 361 to 370 of 1264 search results for Firm specific complaints data.

  1. Accountability, from debate to reality

    Speeches Published: 14/07/2015 Last modified: 19/04/2016
    Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the City & Financial conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  2. FCA sets out priorities for 2020/21

    Press Releases Published: 07/04/2020 Last modified: 22/05/2023
    The Financial Conduct Authority (FCA) has today set out its business priorities for the year ahead – with specific focus on the challenges presented by the Coronavirus (Covid-19) pandemic.

  3. The FCA’s role in preparing for Brexit

    Statements Published: 27/06/2018 Last modified: 31/01/2020
    Further to the announcement from the Treasury on its approach to amending financial services legislation under the European Union (Withdrawal) Act, this statement provides stakeholders with an update on how we are preparing for the UK leaving the

  4. AUXI MARKET

    Warnings Published: 13/05/2022 Last modified: 13/05/2022
    AUXI MARKET is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  5. Workstreams updates

    Statements Published: 16/07/2021 Last modified: 16/07/2021
    Update on Assessing Suitability Review (ASR 2), diagnostic review of business models, review of rules extending SME access to the Financial Ombudsman and de-anchoring remedy for credit cards

  6. Side pockets

    Consumers Your rights Published: 08/09/2022 Last modified: 20/03/2023
    Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect.

  7. Whistleblowing quarterly data 2022 Q2

    Data Published: 07/10/2022 Last modified: 07/10/2022
    Our data shows the number of new whistleblowing reports the FCA received in April to June 2022 and the allegations they featured.

  8. FSA Firm-level complaints data 2010 H1 [xls]

    Data Published: 22/04/2013 Last modified: 04/08/2016
    FSA Firm-level complaints data 2010 H1. For firms submitting 500 or more opened complaints within their six month reporting period. Contains opened, closed, upheld and speed of closure

  9. FSA Firm-level complaints data 2010 H2 [xls]

    Data Published: 22/04/2013 Last modified: 04/08/2016
    FSA Firm-level complaints data 2010 H2. For firms submitting 500 or more opened complaints within their six month reporting period. Contains opened, closed, upheld and speed of closure.

  10. Executive committees

    About us Who we are Published: 02/04/2016 Last modified: 15/07/2024
    Find out about the FCA's executive committee members and how our management structure operates to ensure markets work well.