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Showing 431 to 440 of 1264 search results for Firm specific complaints data.

431. Business Plan 2024/25

     Business plans Published: 19/03/2024 Last modified: 09/04/2024
     Our Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.

432. FCA statement - insuring SMEs: business interruption

     Statements Published: 01/05/2020 Last modified: 01/05/2020
     FCA announces it intends to obtain a court declaration to resolve contractual uncertainty in business interruption insurance cover

433. Cash-based money laundering

     Tasks for firms Published: 24/04/2023 Last modified: 24/04/2023
     Find out about the FCA's work on reducing money laundering through cash deposits at the Post Office and their current expectations of firms’ controls. 

434. Sustainability TechSprint

     Published: 16/11/2021 Last modified: 19/11/2021
     In October 2021 we held a TechSprint focused on building technological solutions to overcome challenges faced by regulators in monitoring ESG Data and Disclosures.

435. Regulating high frequency trading

     Speeches Published: 04/06/2014 Last modified: 04/06/2014
     Speech by Martin Wheatley, CEO, the FCA, at the Global Exchange and Brokerage Conference, New York. This is the text of the speech as drafted, which may differ from the delivered version.

436. Financial Sanctions

     Firms Consumers Markets Published: 16/05/2016 Last modified: 21/02/2023
     Find out what to do if your firm is subject to financial sanctions or you suspect there has been a sanctions breach.

437. CP16/6: Complaints against the Regulators

     Consultation papers Published: 11/02/2016 Last modified: 11/02/2016
     Under the Financial Services Act 2012 the regulators operate a Complaints Scheme to investigate complaints against them. ... CP16/6: Complaints against the Regulators [PDF]. This consultation is aimed at both consumers and firms who may wish to use the

438. From Innovation Hub to Innovation Culture

     Speeches Published: 05/06/2019 Last modified: 28/06/2024
     Speech by Nick Cook, director of innovation delivered at the 6th Central Bank Executive Summit.

439. Apply to be an authorised AIFM

     Markets Published: 05/06/2016 Last modified: 05/07/2023
     Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay.

440. Advantages of mainstream investments

     InvestSmart Last modified: 17/05/2022
     There are many kinds of mainstream investments, appealing to a broad range of consumers and offering a convenient way to target attractive long-term returns.