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Showing 461 to 470 of 1264 search results for Firm specific complaints data.
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Rolling regulation forwards
Speech by Nikhil Rathi, FCA Chief Executive delivered at the UK Finance annual dinner. -
Authorised payment institution (authorised PI)
The key changes for authorised PIs include those relating to Conduct of business(Chapter 8 in our Approach Document), Complaints handling (Chapter 11 in our Approach Document) and Reporting and notifications ... Importantly, it may now take firms up to -
Financial promotions data 2022
The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2022 to 31 December 2022. -
The business of social purpose
A speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, on the business of social purpose. -
The compliance function in wholesale banks
We recently reviewed the compliance function in wholesale banks. This note summarises what we were told and some of our own observations. We also include more detailed information from our questionnaire. -
Meeting the pace of technological change
Speech by Nick Cook, Director of Innovation at the FCA, delivered at the Chief Data Officer Exchange Financial Services conference in London -
CP14/30: Improving complaints handling
We are consulting on proposed changes to rules to improve complaints handling. -
Competition in the interests of consumers
Speech by Martin Wheatley, Chief Executive of the FCA, at Mansion House, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Product sales data: mortgages FAQs
Read our mortgages FAQs to help your product sales data submission. -
UK regulators, government and other bodies
Find out more about the UK agencies, government departments and other regulators we cooperate closely with.