Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 491 to 500 of 1264 search results for Firm specific complaints data.

  1. FCA Data Bulletin: Issue 2 - January 2015 [pdf]

    Data Published: 29/01/2015 Last modified: 29/01/2015
    This edition of the FCA Data Bulletin highlights some areas of the authorisations process, including interesting statistics on the individuals it approves, and how it manages complaints about advertising in financial services.

  2. Our supervision overview

    Speeches Published: 02/06/2014 Last modified: 28/06/2024
    Speech by Clive Adamson, director of supervision, at the General Insurance conference, London.

  3. Review of implementation of platform rules

    Thematic reviews Published: 03/03/2014 Last modified: 01/09/2016
    Watch our video for the findings of our review of how firms are preparing for the implementation of the new platform rules. ... Rebates can only be in the form of units other than in some very specific circumstances.

  4. FCA Data Bulletin: Issue 3 - May 2015 [pdf]

    Data Published: 19/05/2015 Last modified: 19/05/2015
    The FCA looks at how consumers use the FCA Contact Centre and what they ask about. Also where consumers are contacting them from in the UK. The Bulletin also covers complaints about firms, approved persons, skilled persons reports, other data.

  5. Wealth Management Association (formerly APCIMS) speech

    Speeches Published: 09/10/2013 Last modified: 10/10/2013
    Speech by FCA Chairman, John Griffith-Jones, delivered to the Wealth Management Association in London. This is the text of the speech as drafted, which may differ from the delivered version.

  6. Information for customers of Triton Insurance Brokers Ltd

    News stories Published: 21/02/2020 Last modified: 21/02/2020
    On 17 February 2020, the FCA removed Triton’s permission to conduct regulated business in the UK, this includes arranging insurance contracts.

  7. FCA Data Bulletin: Issue 6 - June 2016 [pdf]

    Data Published: 09/06/2016 Last modified: 09/06/2016
    This quarterly update will provide you with details of the latest regulatory data and developments. The FCA's sixth Data Bulletin provides insight into a range of areas, including: an update on attestations and skilled person reports, the latest

  8. Complaints Data Analysis: 2018 H1 [pdf]

    Data Published: 29/10/2018
    This analysis looks at the aggregate complaints data for 2018 H1 in more depth. Including highlights, complaints over time, putting complaints into context, most complained about products, main reasons for complaints and outcomes for consumers.

  9. SRO / TMPR fees and levies

    Firms Focus areas Published: 19/08/2020 Last modified: 02/01/2024
    We explain the fees that firms in the TPR and TMPR will need to pay.

  10. Aggregate complaints data charts 2015 H2 [pdf]

    Data Published: 24/03/2016 Last modified: 30/03/2016
    Aggregate complaints charts: 2015 (H2). Including opened, closed, upheld, speed of closure and redress.