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Showing 561 to 570 of 1264 search results for Firm specific complaints data.

  1. A sustainable conduct environment

    Speeches Published: 20/03/2014 Last modified: 27/03/2014
    Speech by Clive Adamson, Director of Supervision, the FCA, at the Association of Professional Compliance Consultants’ annual conference. This is the text of the speech as drafted, which may differ from the delivered version.

  2. FCP Insurance Consultants Limited

    News stories Published: 28/11/2013 Last modified: 29/11/2013
    If you have any questions or want to make a complaint about FCP, you should contact the firm. ... Because the firm was authorised in Cyprus, if you are not happy with how FCP handles a complaint you would have to contact the Insurance Companies Control

  3. KBW Associates Ltd files for liquidation

    Statements Published: 11/12/2018 Last modified: 10/01/2019
    KBW Associates Ltd (KBW) was placed into liquidation on 27 November 2018.

  4. Overview of competition at the FCA

    Speeches Published: 03/08/2017 Last modified: 03/08/2017
    Speech by Mary Starks, Director of Competition and Economics at the FCA, delivered at Credit Suisse.

  5. Countdown to consumer credit takeover

    Speeches Published: 05/03/2014 Last modified: 07/02/2022
    Speech by Christopher Woolard, Director of Policy, Risk and Research, the FCA, at Frontier Economics, London.

  6. Aggregate Complaint data charts April 2013 [pdf]

    Data Published: 15/04/2013 Last modified: 04/08/2016
    Aggregate sector wide firm complaints data for 2012 H2. Including opened, closed, upheld, speed of closure and redress.

  7. UK EMIR news

    Markets policy Published: 22/05/2016 Last modified: 12/07/2024
    Read our archive of news relating to EMIR dating back to August 2013.

  8. Consumer protection in the listing regime

    Speeches Published: 21/03/2014 Last modified: 28/03/2014
    Shortly after I agreed with Nilufer that this would be an interesting topic for my address, she sent me a copy of the client briefing her firm had just published, setting ... Although the number of cases where specific concerns had been identified was

  9. Consumer credit – Ongoing service and end of agreement

    Consumer credit firms Published: 26/04/2019 Last modified: 03/02/2023
    We outline why your commitment to customers does not end after they enter into an agreement with you.

  10. Electronic money institution applicants

    Firm authorisation Electronic money and payment institutions Published: 09/05/2015 Last modified: 19/06/2024
    Find out what conditions you must meet to become an e-money institution, and what to include in your application to be authorised by or registered with the FCA.