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Showing 581 to 590 of 1264 search results for Firm specific complaints data.

  1. Innovate Finance Global Summit

    Speeches Published: 11/04/2016 Last modified: 09/05/2016
    Speech by Christopher Woolard, FCA Director of Strategy and Competition, delivered at the Innovate Finance Global Summit on 11 April 2016. This is the text of the speech as drafted, which may differ from the delivered version.

  2. Information on furlough fraud - November 2022

    FOI Release Date of Release: 11/11/2022
    FCA provides information on furlough fraud.

  3. FCA outlines rules for secondary annuity market

    Press Releases Published: 21/04/2016 Last modified: 27/04/2016
    Under the FCA’s proposed rules firms will be required, at the earliest opportunity, to give those considering the sale of their annuity specific risk warnings and to recommend that they ... seek regulated financial advice or guidance from Pension

  4. Financial conduct regulation in a restless world

    Speeches Published: 08/05/2019 Last modified: 08/05/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Deloitte conduct risk roadshow.

  5. Regulation in a changing world

    Speeches Published: 21/10/2019 Last modified: 21/10/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the City of London/Cicero event on Future of Regulation.

  6. Land banking investment scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how land banking investments work, how to avoid scams and what to do if you’re scammed.

  7. Financial promotions quarterly data 2023 Q4

    Data Published: 14/02/2024 Last modified: 15/02/2024
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 October 2023 and 31 December 2023.

  8. Information we can share

    Last modified: 05/01/2024
    A guide to what the FCA can and can’t share with the public about firms, people, and markets.

  9. FCA confirms new rules for P2P platforms

    Press Releases Published: 04/06/2019 Last modified: 04/06/2019
    Following consultation, the Financial Conduct Authority (FCA) is introducing rules designed to prevent harm to investors, without stifling innovation in the peer-to-peer (P2P) sector. When the FCA set its first rules for P2P, it committed to keep

  10. Ex post Impact Evaluation Framework

    Discussion papers Published: 09/04/2018 Last modified: 14/09/2020
    Ex post impact Evaluation Framework Discussion Paper,