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Showing 591 to 600 of 1264 search results for Firm specific complaints data.

  1. Innovation, AI & the future of financial regulation

    Speeches Published: 17/04/2023 Last modified: 27/04/2023
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the Innovate Finance Global Summit.

  2. From intellectual certainty to debate

    Speeches Published: 25/02/2015 Last modified: 26/02/2015
    dotted line, to the fact they’ve taken reasonable steps to make sure their firm’s systems and controls effectively manage conduct risk. ... The third policy area I want to look at today. The most pressing issue here perhaps is that familiar

  3. Recording of telephone conversations and electronic communications

    Tasks for firms Published: 06/08/2015 Last modified: 03/05/2024
    We established rules regarding the recording of telephone calls to meet our objective of deterring, detecting and preventing market abuse.

  4. Mortgage lending & administration data items: FAQs

    Tasks for regulated firms Published: 06/05/2016 Last modified: 13/06/2022
    Mortgage lending & administration data items: FAQs

  5. How consumers use their credit cards

    Tasks for regulated firms Published: 06/08/2015 Last modified: 10/02/2023
    Our research into how consumers use their credit cards and their patterns for repayment.

  6. Carbon credit trading scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how carbon credit trading works, how to avoid scams and what to do if you’re scammed.

  7. Consumer warning on pre-paid probate plans

    News stories Published: 25/01/2023 Last modified: 25/01/2023
    We strongly advise you to consider carefully whether a pre-paid probate plan meets your needs and offers value before buying as there are no regulatory protections in place for you.

  8. Innovation Pathways eligibility criteria

    Firms Published: 27/03/2022 Last modified: 10/02/2023
    Check whether your firm meets Innovation Pathways eligibility criteria before applying, and find out what the FCA looks for when assessing your proposal.

  9. Outlining the FCA’s approach to authorisation

    Speeches Published: 15/03/2018 Last modified: 15/03/2018
    Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference.

  10. The FCA’s role in promoting innovation

    Speeches Published: 22/09/2016 Last modified: 22/09/2016
    Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the BBA FinTech Banking Conference.