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Showing 611 to 620 of 1264 search results for Firm specific complaints data.
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The Financial Conduct Authority’s Statement on Payment Protection Insurance (PPI)
easier for the FCA to act if it becomes concerned that firms are not handling PPI complaints appropriately. ... We will continue to monitor firms’ handling of PPI complaints under our current rules. -
Authorised electronic money institution (authorised EMI)
The key changes for authorised EMIs include those relating to Conduct of business(Chapter 8 in our Approach Document), Complaints handling (Chapter 11 in our Approach Document) and Reporting and notifications ... Importantly, it may now take firms up to -
FCA Research into the issue of de-risking
The firms we regulate have commercial freedom, subject to some restrictions, to choose who they do business with. ... No firm, individual or business is named in the report. Overall, the report finds that:. -
LIBOR and mortgage interest rates
LIBOR is an interest rate benchmark that’s being phased out. If your mortgage uses LIBOR, find out what you should expect to happen and what you need to do. -
Primary Market Bulletin 42
In this edition we cover areas including climate related disclosures, the National Security and Investment Act, unlawful disclosure by Sir Christopher Gent and rules and guidance for cash shells and SPACS on reverse takeovers. -
Financial promotions quarterly data 2021 Q1
The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules, this data is for 2021 Q1. -
Improving the consumer experience
Speech by Christopher Woolard, Director of Policy, Risk & Research at the FCA, to the Tax Incentivised Savings Association (TISA) Annual Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA publishes annual report on the regulatory perimeter
FCA publishes 2019/20 report on the regulatory perimeter -
FCA publishes latest Retirement Income Market Data
In response to a specific query we have revised the published version of the report. ... We intend to publish a corrected figure shortly as soon as we have obtained and analysed some extra data from firms. -
Reaping the rewards of investing in women
Speech by Sheree Howard, Executive Director of Risk and Compliance Oversight at PIMFA Women’s symposium conference