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Showing 621 to 630 of 1264 search results for Firm specific complaints data.

  1. Information on crypto assets exchange providers - December 2022

    FOI Release Date of Release: 08/12/2022
    The FCA provides information on crypto assets exchange providers.

  2. Product sales data reporting

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Find out more about how to submit product sales data or report a 'nil' return.

  3. Regulatory priorities for retail banking

    Speeches Published: 23/11/2017 Last modified: 23/11/2017
    Speech delivered by Karina McTeague, Director of Retail Banking Supervision at the FCA, at the Westminster Business Forum on retail banking and payments.

  4. Getting culture and conduct right - the role of the regulator

    Speeches Published: 13/07/2016 Last modified: 18/07/2016
    Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, delivered at the 2nd Annual Culture and Conduct Forum for the Financial Services Industry in London.

  5. FCA response to Amigo’s Scheme being rejected by the High Court

    Statements Published: 25/05/2021 Last modified: 02/07/2021
    The Court has refused to sanction the Scheme of Arrangement proposed by Amigo (the Scheme). The FCA had objected to the proposed Scheme and is now carefully considering the Court’s judgment and Amigo’s response.

  6. Conduct risk during LIBOR transition: Questions and answers

    Statements Published: 19/11/2019 Last modified: 19/11/2019
    News story on conduct risk during LIBOR transition: Questions and answers for firms

  7. The importance of international co-operation

    Speeches Published: 09/10/2018 Last modified: 09/10/2018
    Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at The Pan Asian Regulatory Summit 2018, Hong Kong.

  8. The FCA and the Future of Retail Banking

    Speeches Published: 26/11/2013 Last modified: 04/11/2019
    Speech by Clive Adamson, FCA Director of Supervision, at the Marketforce and the IEA’s 16th Annual Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  9. Surveillance: The FCA's expectations and toolkits

    Speeches Published: 07/10/2014 Last modified: 07/10/2014
    Speech by Patrick Spens, Head of Market Monitoring, at the British Bankers' Association Market Abuse Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  10. TR14/18 – Complaint handling

    Thematic reviews Published: 17/11/2014 Last modified: 10/11/2016
    In relation to complaints, this means firms having effective and transparent complaint-handling arrangements which ensure that complaints are dealt with reasonably, promptly and fairly. ... The 15 firms in the review have identified improvements they can