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Showing 631 to 640 of 1264 search results for Firm specific complaints data.

  1. Regulatory Sandbox accepted firms

    Firms Published: 27/03/2022 Last modified: 24/05/2024
    Firms that have been accepted into the Regulatory Sandbox, including previous cohorts.

  2. Compliance reporting: banks

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Find out more about reporting for banks, building societies and designated investment firms.

  3. Conduct in a new era: leaders rejecting complacency

    Speeches Published: 13/06/2013 Last modified: 18/07/2013
    Speech by John Griffith-Jones, Chairman, the FCA, to theCityUK conference in London. This is the text of the speech as drafted, which may differ from the delivered version.

  4. Aggregate complaints data charts 2016 H2 [pdf]

    Data Published: 26/04/2017
    These charts look at highlights for 2016 H2, total complaints as a ratio of the context measure for each type of product, causes of complaints 2016 H2, complaints by product group 2016 H2, percentage of complaints upheld by product group 2016 H2,

  5. Competition law

    How we regulate Published: 20/04/2016 Last modified: 19/07/2022
    How the FCA uses competition law powers, including what this means for firms, and how to report competition law infringements.

  6. Information on whistleblowers - August 2020

    FOI Release Date of Release: 18/08/2020
    The FCA received 137 whistleblowing reports in 2019 and 60 (up to the end of June 2020) about adviser and advice firms.

  7. Aggregate complaints data charts 2016 H1 [pdf]

    Data Published: 06/10/2016
    These charts look at total number of complaints opened and total number excluding Payment Protection Insurance (PPI), complaints broken down by product type and the top five most complained about products or services in 2016 H1, percentage of total

  8. Annual controllers reporting

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Firms should report to us once a year, within 4 months of your accounting reference date. Find out more about how to do this.

  9. SM&CR categorisation for solo-regulated firms

    Tasks for regulated firms Published: 31/07/2019 Last modified: 06/02/2023
    Under SM&CR, solo-regulated firms are categorised as limited scope, core or enhanced. Find out which category your firm is in and how you can review this.

  10. We request data from banks on account closures

    News stories Published: 09/08/2023 Last modified: 09/08/2023
    FCA sends information request to the largest banks and building societies.