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Showing 721 to 730 of 1264 search results for Firm specific complaints data.

  1. Commentary on the aggregate complaints data 2014 H1 [pdf]

    Data Published: 25/09/2014 Last modified: 03/08/2016
    Commentary on the aggregate sector wide firm complaints data for 2014 H1. Including opened, closed, upheld, speed of closure and redress.

  2. How to report suspected market abuse as an individual

    Markets Market abuse Published: 12/06/2020 Last modified: 11/09/2023
    Find out the different ways in which an individual can report a concern to us.

  3. RMA-E Professional indemnity insurance self certification: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/05/2021
    RMA-E Professional indemnity insurance self certification: FAQs

  4. Commentary on the aggregate complaints data 2013 H2 [pdf]

    Data Published: 09/04/2014 Last modified: 13/07/2016
    Commentary on the aggregate sector wide firm complaints data for 2013 H2. Including opened, closed, upheld, speed of closure and redress.

  5. Insights from the Cyber Coordination Groups

    Research notes Published: 11/03/2020 Last modified: 09/04/2024
    Insights from the Cyber Coordination Groups

  6. Commodity derivatives: position limits, reporting regime and commitment of trader reports

    Firms Markets Markets policy Published: 22/05/2016 Last modified: 11/09/2023
    This regime for commodity derivatives aims to prevent market abuse. Read more about position limits, when to notify the FCA and submitting reports.

  7. FS17/4: Distributed ledger technology

    Feedback statements Published: 10/04/2017 Last modified: 15/12/2017
    In April 2017 we published Discussion Paper DP17/3 to start a dialogue on the potential for future development of distributed ledger technology (DLT) in the markets we regulate. We are now publishing a Feedback Statement that summarises the feedback

  8. FCA fines Bank of Scotland for failing to report suspicions of fraud at HBOS Reading

    Press Releases Published: 21/06/2019 Last modified: 21/06/2019
    The Financial Conduct Authority (FCA) has today fined Bank of Scotland (BOS) £45,500,000 for failures to disclose information about its suspicions that fraud may have occurred at the Reading-based Impaired Assets (IAR) team of Halifax Bank of

  9. Financial watchdog fines Equifax Ltd £11 million for role in one of the largest cyber security breaches in history

    Press Releases Published: 13/10/2023 Last modified: 17/10/2023
    FCA fines Equifax £11,164,400 for failing to manage and monitor the security of UK consumer data it had outsourced to its parent company based in the US.

  10. Intergenerational challenges: what Mike and the Mechanics can teach us about pensions

    Speeches Published: 16/07/2018 Last modified: 19/01/2021
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Pensions Policy Institute, London.