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Showing 761 to 770 of 1264 search results for Firm specific complaints data.
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Payment for order flow multi-firm review findings
This final report on our recent supervisory work on conflicts of interest and payment for order flow (PFOF) follows the preliminary findings published in Market Watch 56 in September 2018. -
The future of financial conduct regulation
Speech by Andrew Bailey, Chief Executive of the FCA, on the the future of financial conduct regulation, delivered at Bloomberg, London -
Asset management portfolio tools
This report sets out our review findings of how firms in the asset management sector selected and used risk modelling and other portfolio management tools. -
Outcomes-focussed regulation: a measure of success?
Speech by Charles Randell, Chair of the FCA and PSR, to the Building Societies Association -
Penalties, remediation, and our General Principles
FCA Executive Director of Enforcement and Market Oversight, delivered this speech on financial penalties at the City & Financial Global Ltd event, London. -
Electronic money and payment service providers: conduct of business requirements
Read more about how conduct of business requirements affect payment service providers (PSPs) and electronic money issuers. -
The FCA’s Competition Powers
Speech by Deb Jones, Director of Competition at the FCA, delivered at The Impact of Competition Powers on Financial Services Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Persistency reports: insurance companies
Insurance companies with permission to carry out life policies, must send us a persistency report by 30 April each year, in line with SUP16.8. Learn more on submitting a report. -
Information on debt management firms - March 2020
The FCA provides information on how many regulated companies provide Debt Management Plans (DMP), how many DMP clients (DMP plans) are currently being administered and how many complaints have been received in 2019 and 2018 relating to DMP providers. -
DAC Pensions Limited enters liquidation – advice on next steps and how to protect yourself from scams
This article gives advice to DAC clients on the steps they should take and also advice on how to protect against scams.