Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 851 to 860 of 1264 search results for Firm specific complaints data.

  1. OPBAS publishes report on progress and themes from 2020/21

    Press Releases Published: 20/09/2021 Last modified: 20/09/2021
    The Office for Professional Body Anti-Money Laundering Supervision (OPBAS) releases its 2020/21 report on progress made in tackling money laundering by professional body supervisors.

  2. Get-rich-quick, Ponzi and pyramid schemes

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how get-rich-quick schemes like Ponzi and pyramid schemes work, how to avoid scams and what to do if you’re scammed.

  3. FCA and Practitioner Panel publish findings from 2019 joint survey

    News stories Published: 31/07/2019 Last modified: 01/08/2019
    The FCA and the Practitioner Panel have published a report from their 2019 joint survey of FCA-regulated firms. The survey gives views across the financial services sector of the FCA's performance as a regulator. It provides important information to

  4. Catching a falling knife: an analysis of circuit breakers in UK equity markets

    Research insights Published: 03/08/2017 Last modified: 03/08/2017
    Circuit breakers play an important role in UK equity markets. During abnormally volatile conditions, they can halt trading in a way that gives the market a cool-down period and pools available liquidity in an auction.

  5. FCA confirms approach for financial promotions in social media

    Press Releases Published: 13/03/2015 Last modified: 13/03/2015
    The Finalised Guidance sets out in further detail specific areas that firms need to consider, and provides some solutions and illustrative examples. ... We remind firms, however, that any breaches of our rules in the original communication are still the

  6. Andrew Bailey speech at Lord Mayor’s City Banquet

    Speeches Published: 24/10/2019 Last modified: 24/10/2019
    Andrew Bailey speech at the Lord Mayor's City Banquet at Mansion House.

  7. PS14/18: Credit broking and fees

    Policy statements Published: 01/12/2014 Last modified: 02/01/2015
    Some 41 per cent of all the complaints received since 1 April by the FCA’s Consumer Credit Department relate to credit broking, and around 80 per cent of these are ... All firms should read the rules carefully and should have made any necessary changes

  8. Bitmax4u (Clone of an EEA Authorised firm) Authorised firm)

    Warnings Published: 28/01/2021 Last modified: 28/01/2021
    Bitmax4u (Clone of an EEA Authorised firm) Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm

  9. The future of competition and regulation in retail banking

    Speeches Published: 28/11/2017 Last modified: 28/11/2017
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Future of Retail Banking 2017.

  10. Complaints received by the FCA regarding settlements with whistleblowers - December 2021

    FOI Release Date of Release: 30/12/2021
    The FCA answers multiple questions relating to complaints received by the FCA regarding settlements with whistleblowers for the period between 1 January 2015 and 29 November 2021.