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Showing 861 to 870 of 1264 search results for Firm specific complaints data.

  1. Review of debt management sector gets underway

    News stories Published: 19/10/2017 Last modified: 19/10/2017
    We are undertaking a thematic review of the debt management sector, in line with the commitment in our 2017/18 Business Plan.  

  2. FCA launches review of treatment of Politically Exposed Persons

    Press Releases Published: 05/09/2023 Last modified: 05/09/2023
    The FCA has today set out issues it will consider as part of a review of the treatment of domestic Politically Exposed Persons (PEPs) by financial services firms.

  3. Partnerships, priorities and predictions for the future in the pensions market

    Speeches Published: 14/10/2021 Last modified: 25/08/2022
    Speech by Sarah Pritchard, Executive Director, Markets, to the Pensions and Lifetime Savings Association 

  4. FCA’s expectations on financial resilience for FCA solo-regulated firms – statement update

    Statements Published: 26/03/2020 Last modified: 17/04/2020
    Statement on the FCA’s expectations on financial resilience for FCA solo-regulated firms.

  5. A more effective approach to combatting financial crime

    Speeches Published: 21/09/2016 Last modified: 29/09/2016
    Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the BBA Financial Crime and Sanctions Conference.

  6. Financial Promotions for high-risk investments

    Multi-firm reviews Published: 27/09/2023 Last modified: 20/05/2024
    We outline the findings of our review of how firms offering restricted mass market investments (RMMIs) have complied with new rules on the customer journey. We identify examples of good and poor practice for the wider sector to consider and make any

  7. The expanding scope of individual accountability for corporate misconduct

    Speeches Published: 03/04/2017 Last modified: 05/04/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the New York University Program on Corporate Compliance and Enforcement

  8. Information for customers of The Mortgage Matters Partnership (TMMP)

    News stories Published: 26/10/2018 Last modified: 10/05/2019
    Some of TMMP’s customers were given mortgage advice which may have been unsuitable and a customer contact and redress programme was started. The firm has been declared in default by the Financial Services Compensation Scheme (FSCS) and as a result

  9. Information on the number of regulated firms providing specific financial services - March 2020

    FOI Release Date of Release: 26/03/2020
    The FCA provides information on the number and names of regulated firms providing financial services.

  10. FCA secures contract changes for buy-now-pay-later customers

    Press Releases Published: 14/02/2022 Last modified: 14/02/2022
    The Financial Conduct Authority (FCA) secures changes to potentially unfair and unclear terms in the contracts of Clearpay, Klarna, Laybuy and Openpay.