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Showing 891 to 900 of 1264 search results for Firm specific complaints data.
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Reporting requirements for CMCs
Learn more about the annual reporting requirements for claims management companies (CMCs). -
FCA publishes first consultation on new prudential regime for UK investment firms
The FCA is seeking views on its proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR) for FCA prudentially-regulated investment firms -
CP22/23: Regulatory fees and levies: policy proposals for 2023/24
We would like your views on the way we will raise our fees from 2023/24 -
Andrew Bailey speech at the Annual Public Meeting 2019
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2019 Annual Public Meeting. -
UBS fined £9.45m for failings in its sale of an AIG fund
The Financial Services Authority (FSA) has fined UBS AG (UBS) for failures in the sale of the AIG Enhanced Variable Rate Fund (the Fund). These failures led to UBS customers being exposed to an unacceptable risk of an unsuitable sale of the Fund. -
FCA fines Barclays £284,432,000 for forex failings
The Financial Conduct Authority (FCA) has imposed a financial penalty of £284,432,000 on Barclays Bank Plc (Barclays) for failing to control business practices in its foreign exchange (FX) business in London. -
The FCA and Practitioner Panel launch joint survey for 2017: findings
The Practitioner Panel used to conduct its own survey to understand more about what the industry thinks, while the FCA also conducted a similar survey. In response to feedback, in 2017 we both started to ask firms to complete a single, joint -
activefinancial.trade (Clone of FCA Authorised Firm)
activefinancial.trade (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and -
Mortgage lending and administration return (MLAR)
Find out more about the sections of a Mortgage Lending and Administration Return (MLAR) and what you need to do when submitting one. -
A forward look at regulation of the UK’s wholesale financial markets
Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the ISLA's Post Trade Conference on 16 March.