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Showing 911 to 920 of 1264 search results for Firm specific complaints data.

  1. Cryptoasset AML / CTF regime: feedback on good and poor quality applications

    Tasks for firms Published: 22/03/2023 Last modified: 03/07/2024
    Feedback on good and poor quality applications made to the FCA under money laundering regulations.

  2. FCA publishes Annual Report and Accounts 2017/18

    Press Releases Published: 19/07/2018 Last modified: 03/08/2018
    The Financial Conduct Authority (FCA) has today published its Annual Report and Accounts, which looks back on the key pieces of work undertaken by the organisation throughout 2017/18.

  3. FCA announces extension to its use of the temporary transitional power

    Press Releases Published: 25/07/2019 Last modified: 25/07/2019
    The Financial Conduct Authority (FCA) today confirmed it intends to extend the proposed duration of the directions issued under the temporary transitional power to the 31 December 2020. This is to reflect the extension of Article 50. Other than the

  4. Data on Whistleblowing cases about Firms or Advisers since 2011 - July 2021

    FOI Release Date of Release: 26/07/2021
    The FCA provides data on the number of whistleblowing cases about firms or advisers, that have been received by us since 2011.

  5. RBS fined £87.5 million for significant failings in relation to LIBOR

    Press Releases Published: 06/02/2013 Last modified: 18/11/2021
    The Financial Services Authority (FSA) has fined The Royal Bank of Scotland plc (RBS) £87.5 million for misconduct relating to the London Interbank Offered Rate (LIBOR).

  6. TR14/11 - Price comparison websites in the general insurance sector

    Thematic reviews Published: 16/07/2014 Last modified: 31/08/2016
    However, the FCA found no evidence that these firms used this relationship to their commercial advantage. ... We have set out our expectations and the actions for firms in section 4 of the report.

  7. Building Societies and the Future of Retail Banking

    Speeches Published: 23/05/2018 Last modified: 24/05/2018
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at Building societies annual conference 2018, Manchester.

  8. UK EMIR reporting questions and answers

    Published: 01/05/2024 Last modified: 12/07/2024
    Guidance for reporting under the revised UK EMIR Article 9 reporting requirements.

  9. The Financial Conduct Authority finalises rules on complaints and call charges

    Press Releases Published: 23/07/2015 Last modified: 07/02/2022
    Consumers and firms should benefit from better complaint handling, as a result of new rules published today by the Financial Conduct Authority (FCA).

  10. The rise in scams and the threat to a legitimate financial services industry

    Speeches Published: 18/05/2021 Last modified: 18/05/2021
    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, at the City & Financial Global - FCA Investigations & Enforcement Summit.