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Showing 981 to 990 of 1264 search results for Firm specific complaints data.

  1. What can the consumer credit sector expect from the FCA?

    Speeches Published: 21/03/2019 Last modified: 21/03/2019
    Speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, at the Credit Summit, London.

  2. Changes to the Board of the Financial Conduct Authority announced

    Press Releases Published: 04/03/2019 Last modified: 27/06/2019
    Consumer expert Richard Lloyd has been appointed as a Non-Executive Director to the Board of the Financial Conduct Authority (FCA).

  3. FCA sets out views on Employer Salary Advance Schemes

    Statements Published: 30/07/2020 Last modified: 30/07/2020
    Our statement explaining our view of the risks and benefits of Employer Salary Advance Schemes (ESAS) and what employers and employees should consider when using them.

  4. Skilled Persons appointments 2017-2021 information – October 2021

    FOI Release Date of Release: 06/10/2021
    FCA provides Skilled Persons appointments 2017-2021 information.

  5. CP23/22: Regulatory fees and levies: policy proposals for 2024/25

    Consultation papers Published: 21/11/2023 Last modified: 21/11/2023
    This consultation sets out plans for changes to the way we will raise FCA fees from 2024/25.

  6. Review of host Authorised Fund Management firms

    Multi-firm reviews Published: 30/06/2021 Last modified: 05/08/2021
    We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.

  7. The Financial Conduct Authority seeks views on its approach to small businesses

    Press Releases Published: 27/11/2015 Last modified: 27/11/2015
    Currently only a small minority of SMEs are unable to take complaints to the ombudsman. ... On 17 August 2015, the ombudsman service published a review of complaints referred to them by businesses.

  8. FCA data show 5% drop in complaints in the second half of 2018

    Press Releases Published: 18/04/2019 Last modified: 11/04/2024
    The FCA has published the complaints figures for regulated firms for the second half of 2018.

  9. Product value and coronavirus: draft guidance for insurance firms

    Policy and guidance Guidance consultations Published: 01/05/2020 Last modified: 30/10/2020
    FCA guidance on our expectations for insurance firms to consider the value of their products in the coronavirus situation.

  10. FCA sets out expectations for investment managers on dealing commission

    Press Releases Published: 08/05/2014 Last modified: 08/05/2014
    Firms that already meet the rules will not need to make significant changes to the way they operate. ... The FCA’s work on dealing commission reflects its priorities for the sector – it expects firms to ensure:.