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Showing 1251 to 1260 of 1366 search results for General Insurance Limited.

  1. External audit requirements for small personal investment firms or service companies

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Learn more about the external audit requirements for small personal investment firms or service companies and what you need to do.
  2. Rockingham Independent fined £35,000 for recommending unsuitable investments

    News stories Published: 14/09/2011 Last modified: 23/04/2013
    We have fined Rockingham Independent Limited £35,000 and imposed partial prohibitions on its two directors and an adviser at the firm for recommending unsuitable investments. Find out what this means for the firm’s customers.
  3. PS17/27: Insurance Distribution Directive implementation – Feedback to CP17/23 and near-final rules

    Policy statements Published: 24/07/2017 Last modified: 01/06/2018
    This is our second Policy Statement setting out near-final rules for the implementation of the Insurance Distribution Directive (IDD).
  4. Research Note: Cryptoasset consumer research 2021

    Data and research Research notes Published: 17/06/2021 Last modified: 17/06/2021
    Our fourth consumer research publication on cryptoassets ownership looks at benefits, harms, attitudes and usage.
  5. Why free trade and open markets in financial services matter

    Speeches Published: 06/07/2017 Last modified: 06/07/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at Reuters Newsmaker event.
  6. FCA fines Chase de Vere for failures surrounding sale of Keydata Products

    Press Releases Published: 17/11/2014 Last modified: 17/11/2014
    Keydata Investment Services Limited was a product provider that designed and distributed structured investment products. ... Luxembourg based companies, SLS Capital SA and Lifemark SA, which used the money raised to buy portfolios of life insurance
  7. Call for Input: PRIIPs Regulation – initial experiences with the new requirements

    Feedback statements Published: 28/02/2019 Last modified: 28/02/2019
    In this Feedback Statement, we summarise responses to our Call for Input on the Packaged Retail and Insurance-based Investment Products (PRIIPs) Regulation. We also outline our next steps.
  8. Liberty Specialty Markets / Liberty Corporate Capital Markets (clone) (clone of FCA authorised firm)

    Warnings Published: 23/03/2017 Last modified: 21/11/2020
    We have published this statement in order to warn consumers against dealing with unauthorised firms.
  9. Regulating the pensions and retirement income sector: an FCA perspective

    Speeches Published: 03/10/2019 Last modified: 03/10/2019
    Speech by Deb Jones, Director of Supervision, Life Insurance and Financial Advice, delivered at the FCA/TPR: Our Joint Regulatory Strategy - one year on event.
  10. Retail intermediary market interactive analysis 2022

    Data Published: 03/08/2023 Last modified: 03/08/2023
    This page provides the FCA's interactive dashboard of the intermediary sector, based on the 2022 data drawn from the Retail Mediation Activities Return (RMAR).