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Showing 1311 to 1320 of 1366 search results for General Insurance Limited.

1311. FCA publishes Annual Report 2015/16 and report of its competition activities since 2013

      Press Releases Published: 12/07/2016 Last modified: 12/07/2016
      These included looking at investment and corporate banking, asset management, competition in the mortgage sector and the use of “Big Data” in the retail general insurance sector;.

1312. MiFID II costs and charges disclosures review findings

      Multi-firm reviews Published: 28/02/2019 Last modified: 28/02/2019
      As part of our supervision work, we looked at the costs and charges disclosures of a sample of 50 firms authorised as MiFID investment firms in the retail investments sector. We wanted to understand if firms were complying with the new rules and

1313. Authorised fund managers’ assessments of their funds’ value

      Multi-firm reviews Published: 06/07/2021 Last modified: 06/07/2021
      This review sets out our findings from our review, where we looked at the processes used by different Authorised Fund Managers (AFMs) when they carry out assessments of value (AoVs or 'Value Assessments') for the funds they operate.

1314. Supporting material for applications by consumer credit, mortgage and other consumer finance firms

      Firm authorisation Published: 15/11/2023 Last modified: 13/12/2023
      If you're applying to be authorised by the FCA, find out what supporting material to include in your application and how to prepare everything.

1315. Information on how Consumer Credit Act 1974 s.75 applies to travel services payments – September 2021

      FOI Release Date of Release: 21/09/2021
      FCA provides information on how Consumer Credit Act 1974 s.75 applies to travel services payments made via travel agents.

1316. Lloyds Banking Group fined £105m for serious LIBOR and other benchmark failings

      Press Releases Published: 28/07/2014 Last modified: 28/07/2014
      On 15 May 2014, the FCA fined Martin Brokers (UK) Limited £630,000 for misconduct relating to LIBOR. ... The review will be led by Bank of England Deputy Governor for Markets and Banking, Minouche Shafik, and co-chaired by Martin Wheatley and Charles

1317. Updated: Upper Tribunal releases its judgment on action against Timothy Roberts and Andrew Wilkins

      Press Releases Published: 18/09/2015 Last modified: 09/12/2016
      The decision follows the Final Notices issued to Catalyst Investment Group Limited and Alison Moran, Catalyst’s compliance officer, in September 2013. ... These products are a form of ‘Traded Life Policy Investment’ (TLPI) based on life insurance

1318. Investing in outcomes: a regulatory approach to deliver for consumers, markets and competitiveness

      Speeches Published: 14/03/2024 Last modified: 14/03/2024
      Speech by Nikhil Rathi, FCA Chief Executive delivered at the Morgan Stanley European Financials Conference.

1319. Monitoring orders and transactions – our expectations of firms

      Speeches Published: 31/01/2013 Last modified: 29/03/2013
      Speech by Patrick Spens, Head of Market Monitoring, the FSA, at the Futures Options Association Compliance Forum

1320. FCA fines Policy Administration Services Ltd £2.8 million for poor complaints handling of mobile phone insurance policies sold by Phones 4u Ltd

      Press Releases Published: 03/07/2013 Last modified: 17/09/2013
      The Financial Conduct Authority (FCA) has fined Policy Administration Services Limited (PAS) £2,834,700 for poor complaints handling between June 2009 and September 2011, including failing to identify the root causes of recurring issues and put