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Showing 111 to 120 of 1325 search results for General insurance sector.

111. FCA Final Notice 2013: Richards Wines and Levy Limited [pdf]

     Final notices Published: 06/08/2013 Last modified: 07/04/2015
     This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

112. FCA Final Notice 2014: Anthony Clare [pdf]

     Final notices Published: 05/11/2014 Last modified: 07/04/2015
     This final notice refers to breaches of APER 6 and 7 related to unfair treatment of customers, mis-selling, remuneration, and culture/governance in the general insurance and protection sector. We imposed a public fine.

113. Final Notice 2017: Best Broker Limited [pdf]

     Final notices Published: 20/11/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.

114. Unfair contract terms library

     Tasks for firms Published: 03/08/2015 Last modified: 09/05/2024
     The FCA's work on unfair contract terms including past undertakings, agreements and other publications.

115. Final notice 2016: Robert John Bygrave [pdf]

     Final notices Published: 01/02/2016 Last modified: 01/02/2016
     This final notice refers to breaches of APER 6, FIT and CASS related to appointed representatives, failing to act on information appropriately, client money, lack of fitness/propriety and unfair treatment of customers in the general insurance and

116. Final notice 2016: Terence Andrew Joint [pdf]

     Final notices Published: 09/05/2016 Last modified: 09/05/2016
     This final notice refers to breaches of APER 6, APER 7, FIT and CASS related to a lack of fitness/propriety and client money/assets misconduct in the general insurance and protection sector. We imposed a fine and prohibition.

117. Final Notice 2018: John Lawrence Radford [pdf]

     Final notices Published: 30/08/2018
     This final notice refers to breaches of APER 6, APER 7 and CASS relating to client money/assets and lack of fitness/propriety in the general insurance and protection sector. We imposed a fine and prohibition.

118. Additional events for mortgage and general insurance firms announced for Live & Local regional programme

     News stories Published: 16/11/2017 Last modified: 16/11/2017
     As we continue the successful regional events in the Live & Local programme, we are now announcing details of the first set of events taking place in 2018 for regulated mortgage and general insurance firms.

119. FCA publishes Call for Inputs on Big Data

     Press Releases Published: 24/11/2015 Last modified: 24/11/2015
     The Financial Conduct Authority has today launched a Call for Inputs on the use of Big Data in the retail general insurance sector. ... Although the use of Big Data is developing across financial services, the FCA will focus on retail general insurance.

120. Final Notice 2015: Stephen Edward Bell [pdf]

     Final notices Published: 13/03/2015 Last modified: 31/03/2015
     This final notice refers to breaches of PRIN 3 (knowing concern) and FIT related to the lack of fitness/propriety, culture/governance and appointed representatives in the general insurance and protection, investment adviser and platform sector. We