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Showing 121 to 130 of 1325 search results for General insurance sector.

121. Final notice 2016: Timothy Duncan Philip [pdf]

     Final notices Published: 13/07/2016 Last modified: 13/07/2016
     This final notice refers to breaches of APER 6 and FIT related to a lack of fitness and propriety and client money/assets in the general insurance and protection sector. We imposed a fine and prohibition.

122. FCA Final Notice 2013: Mark Richard Faulkner [pdf]

     Final notices Published: 29/07/2013 Last modified: 07/04/2015
     This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a OIVOP and a cancellation.

123. FCA Final Notice 2013: JLT Specialty Limited [pdf]

     Final notices Published: 19/12/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 3 related to financial crime in the general insurance and protection sector. We imposed a fine.

124. FCA Final Notice 2014: Derick Anthony Whewall [pdf]

     Final notices Published: 21/05/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

125. FCA Final Notice 2013: Swinton Group Limited [pdf]

     Final notices Published: 16/07/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 3, PRIN 6 and PRIN 7 related to unfair treatment of customers in the general insurance and protection sector. We imposed a fine.

126. Meeting the growth challenge

     Speeches Published: 15/05/2013 Last modified: 16/08/2013
     Speech by Martin Wheatley, Chief Executive, the FCA, at the British Insurance Brokers’ Association (BIBA) conference, ExCel Centre, London. This is the text of the speech as drafted, which may differ from the delivered version.

127. Agreements with overseas regulators

     About us What we do Last modified: 17/12/2021
     See the Memoranda of Understanding (MoUs) and other agreements we have with overseas regulators.

128. Final notice 2016: Kildare Capital (UK) Limited [pdf]

     Final notices Published: 22/07/2016 Last modified: 22/07/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.

129. The retail intermediary market data 2022

     Data Published: 03/08/2023 Last modified: 03/08/2023
     This page provides the FCA's analysis of the intermediary sector in 2022 based on data drawn from the Retail Mediation Activities Return (RMAR).

130. Attestations

     About us How we regulate Published: 20/04/2016 Last modified: 06/04/2022
     How and why we use attestations as a supervisory tool.