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Showing 131 to 140 of 1325 search results for General insurance sector.

131. Attestations

     About us How we regulate Published: 20/04/2016 Last modified: 06/04/2022
     How and why we use attestations as a supervisory tool.

132. Final notice 2016: Bar Professions Limited (in liquidation) [pdf]

     Final notices Published: 01/02/2016 Last modified: 01/02/2016
     This final notice refers to breaches of PRIN 2, PRIN 7 and ICOBS related to appointed representatives and failing to act on information appropriately in the general insurance and protection sector. We imposed a public censure.

133. Pure Protection Contracts Product Sales Data (PSD) Tables 2019 [xlsx]

     Data Published: 23/10/2019
     The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the protection sector submit product transaction data to us quarterly. These table are for 2019.

134. FCA Final Notice 2014: Nick Bowyer [pdf]

     Final notices Published: 05/11/2014 Last modified: 07/04/2015
     This final notice refers to breaches of APER 6 related to unfair treatment of customers, mis-selling, remuneration, and culture/governance in the payment services sector. We imposed a fine and a prohibition.

135. Final Notice 2017: Habib-Ur Rehman [pdf]

     Final notices Published: 11/04/2017
     This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the mortgages and general insurance and protection sector. We imposed a cancellation.

136. FIN074 returns – who needs to complete and why

     Tasks for firms Published: 18/03/2024 Last modified: 18/03/2024
     To work out if your firm needs to pay the Economic Crime Levy, we’ll send you a FIN074 return to complete. If you believe your firm is exempt, contact us.

137. Final notice 2016: Andrea Christine Sadler [pdf]

     Final notices Published: 01/02/2016 Last modified: 01/02/2016
     This final notice refers to breaches of APER 6 and FIT related to appointed representatives, client money, failing to act on information appropriately, lack of fitness/propriety and unfair treatment of customers in the general insurance and

138. Final Notice 2015: Oracle Financial Planning [pdf]

     Final notices Published: 02/07/2015 Last modified: 02/07/2015
     This final notice refers to breaches of Threshold Conditions and PRIN 11 related to failing to be open and co-operative in the general insurance intermediary sector. We imposed a cancellation.

139. FCA Final Notice 2014: Peter Halpin [pdf]

     Final notices Published: 05/11/2014 Last modified: 07/04/2015
     This final notice refers to breaches of APER 7 related to unfair treatment of customers, mis-selling, remuneration, and culture/governance in the general insurance and protection sector. We imposed a fine and a prohibition

140. Pure Protection Contracts Product Sales Data (PSD) Tables 2018 [xlsx]

     Data Published: 23/10/2018
     The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the protection sector submit product transaction data to us quarterly. These table are for 2018.