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Showing 1321 to 1325 of 1325 search results for General insurance sector.
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Information on the number of regulated advice firms who have given up defined benefit (DB) pension transfer permissions - March 2020
The Information on the number of regulated advice firms who have given up defined benefit (DB) pension transfer permissions between 1 April 2019 and 28 February 2020. -
Joint FCA and PRA statement on SM&CR and coronavirus: our expectations of dual-regulated firms - December 2020 update
In April 2020, we set out our expectations to help dual-regulated firms apply the SM&CR following the exceptional circumstances that arose from the coronavirus pandemic (Covid-19). We offered some additional flexibility in the application of the -
FCA fines Lloyds Banking Group firms a total of £28,038,800 for serious sales incentive failings
The Financial Conduct Authority (FCA) has fined Lloyds TSB Bank plc and Bank of Scotland plc, both part of Lloyds Banking Group (LBG), £28,038,800 for serious failings in their controls over sales incentive schemes. -
Information on the number and value of sales by life insurers reported in submissions to Gabriel between 2015 and 2020 - June 2020
FCA provides information on the number and value of sales by life insurers reported in submissions to Gabriel between 2015 and 2020. -
TR14/16 – How small banks manage money laundering and sanctions risk: update
This report follows the Financial Services Authority’s 2011 report on Bank’s management of high money-laundering risk situations (the 2011 AML review) and the subsequent enforcement action and regulatory guidance.