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Showing 151 to 160 of 1325 search results for General insurance sector.

151. Financial Lives resources library

     Last modified: 10/04/2024
     Available materials from the Financial Lives surveys including publications, questionnaires and data.

152. FCA Final Notice 2013: Sovereign Financial Solutions Limited [pdf]

     Final notices Published: 04/06/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

153. Data Bulletin: October 2016

     Data Published: 28/10/2016 Last modified: 06/09/2018
     This edition of the FCA's Data Bulletin look at the the retail intermediary sector, latest trends in the retirement income market and reports feedback from firms about the FCA.

154. FCA Final Notice 2014: HomeServe Membership Limited [pdf]

     Final notices Published: 13/02/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 3, PRIN 6 and PRIN 7 related to mis-selling, complaints-handling, unfair treatment of customers, and remuneration in the general insurance and protection sector. We imposed a fine.

155. Final Notice 2015: Mountbatten Financial Limited [pdf]

     Final notices Published: 05/08/2015 Last modified: 01/09/2015
     This final notice refers to breaches of PRIN 11, related to threshold conditions and failing to be open and co-operative in the General Insurance and Protection sector. We imposed a cancellation.

156. Final notice 2016: Coverall Worldwide Ltd [pdf]

     Final notices Published: 01/02/2016 Last modified: 01/02/2016
     This final notice refers to breaches of PRIN 1, PRIN 3, PRIN 10, CASS and COND related to appointed representatives, client money, failing to act on information appropriately, threshold conditions and unfair treatment of customers in the general

157. Final notice 2015: Vroni O'Brien [pdf]

     Final notices Published: 17/12/2015 Last modified: 17/12/2015
     This final notice refers to breaches of APER 2, APER 7, FIT and CASS related to a lack of fitness/propriety, client money/assets and failing to act on information appropriately in the general insurance and protection sector. We imposed a fine and

158. Final Notice 2017: Richard Telfryn Jones [pdf]

     Final notices Published: 16/11/2017
     This final notice refers to breaches of FIT related to a lack of fitness/propriety in the General Insurance and Protection sector. We imposed a prohibition.

159. Decision Notice 2018: John Lawrence Radford [pdf]

     Decision notices Published: 26/01/2018
     This decision notice refers to breaches of APER 6 and APER 7 related to client money/assets in the general insurance and protection sector. Our view is that a fine and prohibition should be imposed.

160. Final Notice 2018: Paul Thomas Maksymuik [pdf]

     Final notices Published: 31/01/2018
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector, Mortgages and Investment Adviser. We imposed a cancellation.