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Showing 91 to 100 of 1325 search results for General insurance sector.

91. FCA Final Notice 2013: Independent Asset Management U.K. Limited [pdf]

    Final notices Published: 04/09/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a OIVOP and a cancellation.

92. FCA Final Notice 2013: Paul David Cable [pdf]

    Final notices Published: 19/07/2013 Last modified: 19/05/2015
    This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety in the general insurance and protection sector. We imposed a fine and a prohibition.

93. FCA Final Notice 2014: David Lloyd Wren [pdf]

    Final notices Published: 03/04/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety in the general insurance and protection sector. We imposed a withdrawal of approval, a fine and a prohibition.

94. Final Notice 2023: Auto Claims (UK) Limited [pdf]

    Final notices Published: 19/09/2023
    This Final Notice (Auto Claims (UK) Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail lending, retail investments, general insurance &

95. FCA Final Notice 2014: David John Hewitt trading as Bexley Insurance Centre [pdf]

    Final notices Published: 12/08/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance, intermediary sector. We imposed a cancellation.

96. Final Notice 2015: Ralph Whittington [pdf]

    Final notices Published: 10/09/2015 Last modified: 10/09/2015
    This final notice refers to breaches of APER 1 and FIT related to lack of fitness/propriety, client money/assets and insurance fraud in the general insurance and protection sector. We imposed a fine, prohibition, and withdrawal.

97. Final notice 2016: Lester Evans [pdf]

    Final notices Published: 15/04/2016 Last modified: 15/04/2016
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and cooperative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

98. FSA - CP12/20 [pdf]

    Consultation papers Published: 28/08/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/20 - We began regulating general insurance intermediaries seven years ago, including how they hold client money. In accordance with the promise we made when we began regulating this sector, we have now conducted a review of

99. Data Bulletin: May 2017 - Retail intermediary sector

    Data Published: 25/05/2017 Last modified: 21/08/2019
    This issue focuses on the retail intermediary sector and provides a useful insight into the activities of these firms.

100. Final Notice 2015: EDS Insure Limited [pdf]

     Final notices Published: 25/06/2015 Last modified: 25/06/2015
     This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.