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Showing 161 to 170 of 504 search results for General insurance sector conference.

  1. Information on data breaches by category - June 2021

    FOI Release Date of Release: 08/06/2021
    The FCA provides information on data breaches by category up to the end of March 2021.

  2. Decision Notice 2018: John Lawrence Radford [pdf]

    Decision notices Published: 26/01/2018
    This decision notice refers to breaches of APER 6 and APER 7 related to client money/assets in the general insurance and protection sector. Our view is that a fine and prohibition should be imposed.

  3. Final Notice 2018: Paul Thomas Maksymuik [pdf]

    Final notices Published: 31/01/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector, Mortgages and Investment Adviser. We imposed a cancellation.

  4. Final notice 2016: Colin J McIntosh [pdf]

    Final notices Published: 01/02/2016 Last modified: 01/02/2016
    This final notice refers to breaches of APER 1, APER 4, APER 7, FIT and CASS related to appointed representatives, client money, failing to act on information appropriately, failing to be open and co-operative, lack of fitness/propriety and unfair

  5. Final notice 2016: Dual Mortgage Brokers [pdf]

    Final notices Published: 29/06/2016 Last modified: 29/06/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  6. Final Notice 2018: Darren Colvin Cummings [pdf]

    Final notices Published: 08/06/2018
    This FCA final notice (Darren Colvin Cummings) refers to breaches of APER 1 and FIT relating to a lack of fitness and/propriety in the general insurance and mediation sector. We imposed a fine and prohibition.

  7. Sector Views 2017

    Corporate documents Published: 18/04/2017 Last modified: 05/04/2018
    We need a view of how the financial system works as a whole, as well as within its individual sectors and markets. To develop this view, we divide the system into sectors and monitor them continuously.

  8. Final notice 2016: Millburn Insurance Company Limited (in administration) [pdf]

    Final notices Published: 01/02/2016 Last modified: 01/02/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a fine.

  9. Final notice 2017: Graham Patrick Lockstone [pdf]

    Final notices Published: 15/12/2017
    This final notice refers to breaches of FIT related to a lack of fitness and/propriety in the general insurance and protection sector. We imposed a prohibition.

  10. Aggregate complaints data to 2022 H2 [xlsx]

    Data Published: 27/04/2023
    Aggregate sector wide firm complaints data for 2022 H2. Including opened, closed, upheld, speed of closure and redress.