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Showing 231 to 240 of 504 search results for General insurance sector conference.

231. Chairman's speech to the Trust in Banking Conference

     Speeches Published: 20/10/2015 Last modified: 22/10/2015
     Speech by John Griffith Jones, Chairman, FCA, delivered at the Trust in Banking Conference, organised by Cambridge Judge Executive Education at the London Stock Exchange. This is the text of the speech as drafted, which may differ from the delivered

232. The retail intermediary market 2019

     Data Published: 23/07/2020 Last modified: 16/11/2023
     This page provides the FCA's analysis of the intermediary sector in 2019 based on data drawn from the Retail Mediation Activities Return (RMAR).

233. Final Notice 2023: Moorland Mayfair Wealth Management [pdf]

     Final notices Published: 19/09/2023
     This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail lending, retail investments, general insurance & protection and consumer credit

234. FCA Final Notice 2013: Len Cooke Financial Consultants Limited [pdf]

     Final notices Published: 20/08/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

235. Rolling regulation forwards

     Speeches Published: 16/11/2022 Last modified: 16/11/2022
     Speech by Nikhil Rathi, FCA Chief Executive delivered at the UK Finance annual dinner.

236. Notice of Decision 2023: Integellus Financial Solutions Limited [pdf]

     Decision notices Published: 18/07/2023
     This Notice of Decision (Integellus Financial Solutions Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.

237. FCA Final Notice 2014: Residential Facilities Management Limited [pdf]

     Final notices Published: 13/01/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

238. FCA Final Notice 2014: AMI Professional Services Limited [pdf]

     Final notices Published: 08/10/2014 Last modified: 07/04/2015
     This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

239. Notice of Decision 2024: Landmark Financial Resources (Mortgages) Limited [pdf]

     Decision notices Published: 18/04/2024
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.  

240. Final notice 2016: GB Financial Consultancy Limited [pdf]

     Final notices Published: 29/06/2016 Last modified: 29/06/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.