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Showing 241 to 250 of 741 search results for Implementing the Consumer Duty.

241. Financial promotions data 2023

     Data Published: 14/02/2024 Last modified: 13/03/2024
     The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for 1 January 2023 to 31 December 2023.

242. Insurance: business practice, suitability and eligibility

     Tasks for regulated firms Published: 09/02/2016 Last modified: 04/12/2016
     The rules in ICOBS 7 were amended so they were closer to the wording in the Distance Marketing of Consumer Financial Services Directive (DMD). The requirements applying to insurers are unchanged.

243. FCA winds up a boiler room

     Press Releases Published: 20/03/2014 Last modified: 01/04/2014
     Between June and October 2013, FCW collected approximately £660,000 from 27, mainly UK-based, consumers. ... The FCA is aware that many consumers invested tens of thousands of pounds with the company.

244. Land banking investment scams

     Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
     Find out how land banking investments work, how to avoid scams and what to do if you’re scammed.

245. Apply to become a consumer credit broker

     Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
     Find out how to apply to the FCA for authorisation if you want to engage in regulated activities as a consumer credit broker.

246. Advice Guidance Boundary Review

     News stories Published: 03/08/2023 Last modified: 03/08/2023
     The FCA sets out the basis for its joint review of the Advice Guidance Boundary with the Treasury.

247. The Importance of Diversity

     Speeches Published: 05/02/2019 Last modified: 08/02/2019
     Speech by Andrew Bailey, Chief Executive of the FCA, at the PIMFA Wealth of Diversity Conference 2019.

248. PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms

     Policy statements Published: 13/12/2017 Last modified: 04/07/2018
     PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms. ... Under the Duty of Responsibility, we can take enforcement action against Senior Managers if:.

249. UK regulators, government and other bodies

     About us What we do Published: 19/04/2016 Last modified: 25/01/2022
     Find out more about the UK agencies, government departments and other regulators we cooperate closely with.

250. Financial Advice Market Review (FAMR)

     Tasks for regulated firms Published: 21/12/2015 Last modified: 15/02/2023
     The Financial Advice Market Review (FAMR) was launched in August 2015. Read more about the work we have undertaken.