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Showing 251 to 260 of 741 search results for Implementing the Consumer Duty.

251. Apply to be a registered AIFM

     Focus areas Published: 06/06/2016 Last modified: 05/07/2023
     Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers.

252. Overseas Funds Regime: Update for firms

     Published: 01/05/2024 Last modified: 01/05/2024
     The Overseas Funds Regime (OFR) is expected to go live  later in 2024. We provide some key dates and initial information about how you can apply.

253. Future Regulatory Framework (FRF) Review reforms

     Corporate documents Published: 09/12/2022 Last modified: 14/07/2023
     The Future Regulatory Framework Review aims to ensure the UK’s regulatory framework for financial services continues to be coherent, agile, and internationally respected.

254. Transparency

     About us How we operate Published: 05/04/2016 Last modified: 13/02/2023
     The FCA sets out to be open and accountable, so we can be scrutinised by consumers, firms and Parliament.

255. Competing on integrity

     Speeches Published: 14/11/2013 Last modified: 30/09/2016
     Speech by Martin Wheatley, Chief Executive of the FCA, at the CFA European Investment Conference. This is the text of the speech as drafted, which may differ from the delivered version.

256. Who we work with

     About us How we operate Published: 19/04/2016 Last modified: 19/07/2022
     Find out more about the UK agencies, government departments, Designated Professional Bodies and other regulators the FCA cooperates with.

257. Banks, insurers and Lloyd’s managing agents

     Firm authorisation Published: 08/08/2017 Last modified: 13/05/2024
     Find out about the authorisation process if you're one of these types of firm.

258. Looking ahead to 2014

     Speeches Published: 09/12/2013 Last modified: 09/12/2013
     Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version.

259. Prescribed Persons Annual Report 2022/23

     Data Published: 20/07/2023 Last modified: 20/07/2023
     The FCA is reporting on the whistleblowing disclosures made to it, under the Prescribed Persons Regulations 2017 covering April 2022 to 31 March 2023.

260. Customer Understanding of Transactions

     News stories Published: 12/04/2016 Last modified: 12/04/2016
     their approach to designing products, providing understandable information to consumers and dealing with complaints. ... All firms are using customer survey findings, and many are using consumer group discussions as the basis for producing better, yet