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Showing 261 to 270 of 741 search results for Implementing the Consumer Duty.

261. New Chair appointments to FCA’s Markets Practitioner Panel, Practitioner Panel and Listing Authority Advisory Panel 

     Press Releases Published: 01/08/2023 Last modified: 01/08/2023
     The FCA has appointed Clare Woodman as Chair of the FCA Markets Practitioner Panel, Matt Hammerstein as Chair of the FCA Practitioner Panel, and Mandy Gradden as Chair of the Listing Authority Advisory Panel.

262. How to organise a COO

     Speeches Published: 08/02/2023 Last modified: 08/02/2023
     Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Armstrong Wolfe COO Summit 2023

263. Sustainability

     Speeches Published: 22/07/2014 Last modified: 05/08/2014
     the transaction, saving consumers an estimated £200m in overdraft fees and bank charges. ... consumer outcomes does not all lie at the end of the distribution chain.

264. Alternatives to high-cost credit

     External research Published: 22/07/2019 Last modified: 22/07/2019
     This FCA report sets out actions and recommendations to improve the availability and awareness of alternatives to high-cost credit.

265. Expectations of firms selling client banks

     Firms Published: 19/12/2023 Last modified: 19/12/2023
     In the FCA's view, the client bank is the firm’s asset. It will act where these lists are being sold with redress liabilities.

266. Personal data and supervision

     Last modified: 13/12/2023
     How and why the FCA uses personal data to carry out its supervision functions.

267. Apply to be an authorised AIFM

     Markets Published: 05/06/2016 Last modified: 05/07/2023
     Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay.

268. Investor protection under MiFID II

     Speeches Published: 20/10/2015 Last modified: 20/10/2015
     Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

269. Highlights of the FCA’s approach in 2022

     Press Releases Published: 21/12/2022 Last modified: 30/01/2023
     The FCA set out a new three-year strategy in April designed to improve outcomes for consumers and markets.

270. AI: Flipping the coin in financial services

     Speeches Published: 05/10/2023 Last modified: 05/10/2023
     Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global AI Regulation Summit 2023.