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Showing 291 to 300 of 741 search results for Implementing the Consumer Duty.

291. Is this the decade of the credit union?

     Speeches Published: 17/01/2020 Last modified: 17/01/2020
     Speech by Charles Randell, Chair of the FCA, delivered at the National Credit Union Forum, Penrith.

292. Our Annual Report and Accounts 2020/21

     Annual reports Published: 15/07/2021 Last modified: 08/02/2022
     The Annual Report and Accounts 2020/21 shows how the FCA's work over the last year has met its objectives and delivered the key priorities in its Business Plan 2020/21. 

293. FCA publishes Annual Report for 2014/15

     Press Releases Published: 02/07/2015 Last modified: 14/09/2015
     regulating consumer credit, bringing the number of firms within our remit to 73,000. ... implementing the new Senior Managers Regime. our market studies, including cash savings, retirement income and review of competition in the wholesale sector.

294. The post-Brexit Handbook: a collective opportunity

     Blogs Published: 13/09/2023 Last modified: 13/09/2023
     The FCA is working on what a UK financial services rulebook outside of the EU will look like – and we want you to get involved.

295. Recruiting key staff and managing the risk of leaving: credit unions

     Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
     Find out how to manage the risk caused by losing an important member of staff who holds vital information about your credit union.

296. Vets and dentists

     Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
     Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.

297. Accomplishments of the last 5 years

     Speeches Published: 14/03/2018 Last modified: 14/03/2018
     Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London.

298. Apply to become a consumer investments firm

     Firm authorisation Published: 09/11/2023 Last modified: 19/12/2023
     Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.

299. Personal data and enforcement

     Last modified: 22/02/2023
     How and why the FCA uses personal data to carry out its enforcement functions.

300. Personal data and market oversight

     Last modified: 22/02/2023
     How and why the FCA uses personal data to carry out its market oversight functions.