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Showing 431 to 440 of 741 search results for Implementing the Consumer Duty.

431. FCA Enforcement and the Wholesale Markets

     Speeches Published: 26/11/2014 Last modified: 30/01/2015
     Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered

432. CP16/8: Quarterly Consultation Paper No. 12

     Consultation papers Published: 18/03/2016 Last modified: 19/07/2017
     Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

433. Motor finance agreements and coronavirus: draft temporary guidance for firms

     Guidance consultations Published: 17/04/2020 Last modified: 30/11/2020
     This guidance applies to regulated firms that issue regulated motor finance agreements.

434. The FCA’s Competition Powers

     Speeches Published: 23/03/2016 Last modified: 09/11/2016
     Speech by Deb Jones, Director of Competition at the FCA, delivered at The Impact of Competition Powers on Financial Services Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

435. London FinTech Week 2016 - innovation in RegTech

     Speeches Published: 25/07/2016 Last modified: 31/10/2016
     Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at London FinTech Week 2016.

436. FCA consults on how firms and individuals will transition to the Senior Managers and Certification Regime

     Press Releases Published: 13/12/2017 Last modified: 13/12/2017
     The Financial Conduct Authority (FCA) has today published a package of proposals on how firms and individuals will move to the Senior Managers and Certification Regime. The aim of the new regime is to make individuals more accountable for their

437. FCA proposes new measures to maintain firms’ focus on culture

     Press Releases Published: 28/09/2016 Last modified: 28/09/2016
     The Financial Conduct Authority (FCA) will mark six months since the implementation of the Senior Managers’ and Certification Regime by providing feedback on implementation so far and proposing measures to further strengthen the regime. The

438. Firms falling short of renewal expectations

     Multi-firm reviews Published: 18/10/2017 Last modified: 18/10/2017
     This page summarises how general insurance firms have implemented our transparency in insurance renewals which came into effect in April 2017.

439. Statement re: promotion of shares in EMMIT plc

     Press Releases Published: 31/10/2014 Last modified: 21/11/2016
     and therefore owes certain duties to the FCA. ... To support this it has three operational objectives: to secure an appropriate degree of protection for consumers; to protect and enhance the integrity of the UK financial system; and to promote

440. FCA confirms final rules for independent governance committees

     Press Releases Published: 04/02/2015 Last modified: 04/02/2015
     From 6 April 2015 firms that operate workplace personal pension schemes will be required to establish an IGC, with at least five members, which will have a clear duty to act ... To support this it has three operational objectives: to secure an