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Showing 441 to 450 of 741 search results for Implementing the Consumer Duty.

441. The FCA’s Business Plan and Priorities

     Speeches Published: 16/05/2018 Last modified: 16/05/2018
     Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the BIBA 2018 Annual Conference & Exhibition, Manchester

442. FCA confirms final rules for independent governance committees

     Press Releases Published: 04/02/2015 Last modified: 04/02/2015
     From 6 April 2015 firms that operate workplace personal pension schemes will be required to establish an IGC, with at least five members, which will have a clear duty to act ... To support this it has three operational objectives: to secure an

443. FCA publishes third MiFID II consultation paper

     Press Releases Published: 29/09/2016 Last modified: 29/09/2016
     The Financial Conduct Authority (FCA) has today (29 September 2016) published its third consultation paper on the implementation of the revised Markets in Financial Instruments Directive (MiFID II).

444. Investor engagement in a changing regulatory landscape

     Speeches Published: 13/07/2015 Last modified: 14/07/2015
     During the sounding, the recipient should be informed of the resulting legal duties that come with the possession of inside information, and the recipient’s consent to receive the inside information ... Since the FCA was established in 2013 we have had

445. Transitional provisions and regimes

     Firms Published: 01/10/2020 Last modified: 31/03/2022
     Find out about the transitional provisions and regimes that are operating, following the end of the transition period.

446. 2019 Disclosure Log

     Last modified: 20/03/2024
     The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. 

447. PS16/24: Capping early exit pension charges: feedback on CP16/15 and final rules

     Policy statements Published: 15/11/2016 Last modified: 15/11/2016
     We are publishing Handbook rules that discharge a new duty placed on us by parliament to cap early exit charges in existing and new personal and stakeholder personal pension schemes.

448. Retail Banking: Business Continuity Planning

     Multi-firm reviews Published: 11/07/2019 Last modified: 12/07/2019
     We have recently reviewed business continuity planning (BCP) amongst a number of small and medium-sized retail banks, payments institutions and electronic money institutions.

449. Why diversity and inclusion are regulatory issues

     Speeches Published: 17/03/2021 Last modified: 13/09/2021
     Speech by our CEO, Nikhil Rathi, at the launch of the HM Treasury Women in Finance Charter Annual Review.

450. FCA and TPR publish joint pensions strategy

     Press Releases Published: 18/10/2018 Last modified: 18/10/2018
     The Financial Conduct Authority (FCA) and The Pensions Regulator (TPR) have today launched a joint regulatory strategy aimed at strengthening their relationship, and taking joint action to deliver better outcomes for pension savers and those