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Showing 541 to 550 of 741 search results for Implementing the Consumer Duty.

  1. Authorised fund managers’ assessments of fund value 2023

    Multi-firm reviews Published: 10/08/2023 Last modified: 10/08/2023
    Feedback following the second MFR of Authorised Fund Managers compliance with our Assessment of Value rules.

  2. Statement on certain FCA work in light of coronavirus and changing market conditions

    Statements Published: 13/11/2020 Last modified: 14/05/2021
    We are providing an update on work that we intend to either stop or postpone in light of the ongoing impact of coronavirus and economic conditions. These changes will allow us to focus our resources on the most urgent work where we can make the most

  3. PS22/15: Improving outcomes in non-workplace pensions

    Policy statements Published: 01/12/2022 Last modified: 01/12/2022
    The FCA sets out the final rules to improve outcomes for consumers saving into non-workplace pensions.

  4. PS16/18: Changes to the Decision Procedure and Penalties manual and the Enforcement Guide for the implementation of the Market Abuse Regulation

    Policy statements Published: 30/06/2016 Last modified: 30/06/2016
    In CP15/35 we consulted on changes to the Handbook (other than DEPP and EG) for the purposes of implementing EU MAR. ... It will also be of interest to consumers who directly or indirectly deal and invest in any of the FIs indicated above.

  5. Financial Conduct Authority to tackle competition problems with the trade data market

    Press Releases Published: 02/03/2023 Last modified: 03/03/2023
    A new FCA report has found that competition in some parts of the wholesale data market is not working as well as it should.

  6. Preparing for Brexit in financial services: the state of play

    Speeches Published: 16/09/2019 Last modified: 16/09/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at Bloomberg - London

  7. Enhancing the UK’s capital markets – The FCA’s role and priorities

    Speeches Published: 08/02/2022 Last modified: 08/02/2022
    Speech by Sarah Pritchard, Executive Director, Markets, to City & Financial Global’s The Future of UK Financial Regulation Summit.

  8. TR13/5 – Supervising retail investment advice: how firms are implementing the RDR

    Thematic reviews Published: 25/07/2013 Last modified: 03/06/2014
    We are currently doing a three-stage thematic review to assess investment advisory firms’ approaches to implementing the RDR. ... Along with our consumer research, this report should provide the impetus needed for those firms who are not quite there yet

  9. General insurance pricing attestation multi-firm review

    Multi-firm reviews Published: 02/12/2022 Last modified: 02/12/2022
    Assessing how firms satisfied themselves that they do not systematically discriminate against motor and home insurance customers based on the number of years they have held their policy, including any renewal (tenure).

  10. FCA commits to being a more innovative, assertive and adaptive regulator

    Press Releases Published: 15/07/2021 Last modified: 15/07/2021
    The commitment reflects the FCA’s Business Plan for 2021/22, the first annual plan since Nikhil Rathi joined the FCA as Chief Executive in October 2020
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