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Showing 601 to 610 of 741 search results for Implementing the Consumer Duty.
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FCA finds weak price competition in some areas of the asset management sector
The Financial Conduct Authority (FCA) has today published the interim findings of its asset management market study, which suggests that there is weak price competition in a number of areas of the asset management industry. -
Statement from the Financial Conduct Authority on the joint market study on banking services for small businesses
It also has a duty to promote effective competition when addressing its consumer protection and market integrity objectives. ... Together, the objective and the duty provide the FCA with a strong mandate to help the organisation achieve its strategic aim -
Andrew Bailey speech at press conference for the publication of FCA corporate documents
Speech by Andrew Bailey, Chief Executive of the FCA, at the press conference for the publication of FCA corporate documents. -
FCA bans partners of firm that failed to consider customer SIPP suitability
Mr Hughes also failed in his duty to ensure 1 Stop’s compliance with the FCA’s rules by delegating his responsibilities for compliance to an external consultant and failing to ... To support this it has three operational objectives: to secure an -
IFPR implementation observations: quantifying threshold requirements and managing financial resources – concluding report
Further observations on how firms are implementing requirements on the Internal Capital Adequacy and Risk Assessment process and reporting under the Investment Firms Prudential Regime. -
Andrew Bailey speech on Free Trade in Financial Services matters
Speech by Andrew Bailey, Chief Executive of the FCA, at the Official Monetary and Financial Institutions Forum Lecture - Free Trade in Financial Services matters -
PS21/18: Restricting CMC charges for financial products and services claims
This policy statement sets out new rules for claims management companies (CMCs). The rules restrict the fees charged by CMCs for managing claims about non-PPI financial products and services. -
New Chair of the Financial Conduct Authority’s Practitioner Panel announced today
general policies and practices are consistent with its general duties, as set out in the Financial Services and Markets Act 2000 (as amended). ... On 1 April 2014, the FCA took over responsibility for consumer credit regulation. -
Branch and ATM closures or conversions; good practice and areas for improvement
Find out more about the good and poor practice the FCA has seen when supervising firms planning branch or ATM closures or conversions. -
Financial watchdog cracks down on problem firms and supports struggling borrowers
In the past year, the FCA has reduced harm to consumers and businesses by stopping 627 firms, that failed to meet the minimum standards, from operating.