Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 61 to 70 of 741 search results for Implementing the Consumer Duty.

  1. FCA requests information from firms about delivery of their ongoing advice services and the Consumer Duty

    Statements Published: 15/02/2024 Last modified: 15/02/2024
    FCA is collecting this information to assess what, if any, further regulatory work it may undertake in this area.
  2. Investor protection in the UK: New tools, new challenges

    Speeches Published: 19/09/2014 Last modified: 19/09/2014
    Speech by Maggie Craig, Acting Head of Savings and Investments, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.
  3. What firms and customers can expect from the consumer duty and other regulatory reforms

    Speeches Published: 29/09/2022 Last modified: 29/09/2022
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at City and Financial Global.
  4. FCA to introduce new Consumer Duty to drive a fundamental shift in industry mindset

    Press Releases Published: 07/12/2021 Last modified: 07/12/2021
    Our plans will ensure a higher and more consistent standard of consumer protection for users of financial services and help to stop harm before it happens.
  5. Critical issues in financial regulation: The FCA's perspective

    Speeches Published: 26/04/2022 Last modified: 28/04/2022
    Speech by our CEO, Nikhil Rathi, delivered at City Week 2022.
  6. Supervisory correspondence

    About us How we regulate Published: 18/07/2020 Last modified: 20/03/2024
    Find out how the FCA communicates with the firms it supervises.
  7. Apply to become an electronic money or a payment institution

    Firm authorisation Published: 28/04/2015 Last modified: 19/06/2024
    Find out how to apply to the FCA if your firm wants to provide payment services, issue e-money or become a registered account information service provider.
  8. Wider Implications Framework

    About us Published: 29/08/2023 Last modified: 10/06/2024
    Find out more about the Wider Implications Framework's role guiding cooperation between members of the regulatory family.
  9. Consumer Duty implementation: good practice and areas for improvement

    Good and poor practice Published: 20/02/2024 Last modified: 22/02/2024
    What firms are doing well and what they could do better.
  10. Insurance multi-firm review of outcomes monitoring under the Consumer Duty

    Insurance Multi-firm reviews Published: 26/06/2024 Last modified: 26/06/2024
    Our review of insurance firm approaches to monitoring customer outcomes.