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Showing 621 to 630 of 741 search results for Implementing the Consumer Duty.

  1. Customers to be shown how much they could gain from shopping around for an annuity

    Press Releases Published: 25/11/2016 Last modified: 25/11/2016
    Annuity providers will be required to inform their customers how much they could gain from shopping around and switching provider before they purchase an annuity under plans announced today by the Financial Conduct Authority (FCA).
  2. Occasional Paper No. 21: Asymmetries in Dark Pool Reference Prices

    Occasional papers Published: 15/09/2016 Last modified: 15/09/2016
    Second, we investigate questions concerning the choice of reference price: to what extent are participants implementing best execution practices when a dark pool references a worse price than the lit market?
  3. FCA confirms accountability rules for wholesale traders and interim rules on regulatory references

    Press Releases Published: 04/02/2016 Last modified: 19/04/2016
    The FCA remains committed to implementing a more comprehensive framework for regulatory references later in the year. ... The PRA and FCA remain committed to implementing a more comprehensive framework for regulatory references later in the year.
  4. Financial Services & Markets Act 2023 gives FCA new powers to protect access to cash

    Statements Published: 18/08/2023 Last modified: 18/08/2023
    FCA’s new powers are an important step towards maintaining reasonable provision of cash deposit and withdrawal services.
  5. Update on our work around pensions and retirement income

    Market studies Published: 13/07/2016 Last modified: 12/04/2024
    Pensions and retirement income is a priority sector for the FCA. Read more about our policy work and market monitoring in this area.
  6. Sustainability disclosure and labelling regime

    Tasks for firms Firms Published: 02/02/2024 Last modified: 01/07/2024
    Information for firms and trade associations on sustainability disclosure requirements and the anti-greenwashing rule.
  7. Financial services exemptions in forthcoming Corporate Insolvency and Governance Bill

    Statements Published: 14/05/2020 Last modified: 14/05/2020
    These measures are expected to be included in the Corporate Insolvency and Governance Bill (Bill).
  8. FCA responds to independent reviews into its regulation of London Capital & Finance and Connaught

    Press Releases Published: 17/12/2020 Last modified: 17/12/2020
    The FCA has responded to the independent investigations of its supervision of London Capital & Finance plc (LCF) and Connaught Income Fund Series 1 and connected companies (Connaught)
  9. Levelling the playing field – innovation in the service of consumers and the market

    Speeches Published: 20/04/2021 Last modified: 20/04/2021
    Speech by our CEO, Nikhil Rathi, to FinTech Week.
  10. CP16/10: Proposed implementation of the Enforcement Review and the Green Report

    Consultation papers Published: 14/04/2016 Last modified: 14/04/2016
    This Consultation Paper incorporates the PRA and FCA’s proposals for implementing recommendations 2 and 3 in Chapters 3 and 4. ... This consultation does not directly affect consumers. However, as these proposals concern the transparency of the FCA’s