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Showing 661 to 670 of 741 search results for Implementing the Consumer Duty.

  1. Joint statement by the FCA, PRA, TPR and FRC on the publication of Climate Change Adaptation Reports 

    Statements Published: 28/10/2021 Last modified: 28/10/2021
    We and the other financial regulators have published CARs this year. They look at how we and the firms we regulate are embedding climate risks and opportunities into our strategies.
  2. FCA bans four for 'disgraceful' failings in relation to occupational pension schemes

    Press Releases Published: 17/12/2013 Last modified: 12/06/2020
    Three men have been banned from working in the financial services industry by the Financial Conduct Authority (FCA); and another has been banned from holding key positions. This follows a review of CBW Trustees Limited and CBW Pensions Forensics
  3. FCA publishes Annual Report 2015/16 and report of its competition activities since 2013

    Press Releases Published: 12/07/2016 Last modified: 12/07/2016
    Overall, it was provisionally found that competition is working fairly well for most consumers. ... On 1 April 2014, the FCA took over responsibility for consumer credit regulation.
  4. Making competition king – the rise of behavioural economics at the FCA

    Speeches Published: 25/03/2014 Last modified: 25/03/2014
    Speech by Martin Wheatley, Chief Executive, the FCA, at the Australian Securities and Investments Commission (ASIC). This is the text of the speech as drafted, which may differ from the delivered version.
  5. Motor finance agreements and coronavirus: temporary guidance for firms

    Finalised guidance Published: 24/04/2020 Last modified: 04/12/2020
    FCA temporary motor finance guidance applies to regulated firms that issue regulated motor finance agreements.
  6. Insurance brokers: serving consumers and businesses in times of uncertainty and change

    Speeches Published: 13/05/2022 Last modified: 13/05/2022
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the British Insurance Brokers' Association (BIBA) Conference.
  7. DP22/3: Operational resilience: critical third parties to the UK financial sector

    Discussion papers Published: 21/07/2022 Last modified: 11/04/2023
    In this joint Discussion Paper with the Prudential Regulation Authority and the Bank of England, we share our views – and ask for yours – on potential ways to manage the systemic risks to our objectives posed by certain third parties.
  8. PS20/14: Delay to the implementation of the European Single Electronic Format (ESEF)

    Policy statements Published: 05/11/2020 Last modified: 05/11/2020
    Policy Statement following consultation on proposals to delay the implementation of the European Single Electronic Format.
  9. The Financial Conduct Authority and industry agree to improve the way consumer complaints are dealt with

    Press Releases Published: 17/11/2014 Last modified: 01/11/2016
    The FCA also sought the views of the Financial Ombudsman Service and consumer groups. ... Firms do not always consider the impact on consumers when designing and implementing processes and procedures.
  10. PS23/9: Finalised insurance guidance on supporting customers in financial difficulty’

    Policy statements Published: 03/07/2023 Last modified: 03/07/2023
    FCA summarises the feedback received to CP23/1 on insurance guidance for supporting customers in financial difficulty and set out response and finalised guidance.