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Showing 701 to 710 of 741 search results for Implementing the Consumer Duty.

701. FCA announces competition review into credit cards - particular focus on how industry works with those in difficult financial situations

     Press Releases Published: 03/04/2014 Last modified: 03/04/2014
     There is however, a duty of care to consumers, and I think it’s important for there to be clarification of whether competition is working in their interests.”. ... This week, the FCA took over regulation of consumer credit and published low income

702. DP 21/2: Diversity and inclusion in the financial sector – working together to drive change

     Discussion papers Published: 06/07/2021 Last modified: 04/01/2023
     We are engaging financial firms and other stakeholders in a discussion on how we can accelerate the pace of meaningful change on diversity and inclusion in the sector.

703. Testing how Authorised Fund Managers are embedding the Guiding Principles in ESG and sustainable investment funds

     Multi-firm reviews Published: 16/11/2023 Last modified: 16/11/2023
     We set out findings from our supervisory work that looked at how authorised fund managers (AFMs) comply with existing regulatory requirements and expectations on the design, delivery and disclosure of Environmental, Social and Governance (ESG) and

704. FCA fines compliance officer and broker whose actions enabled market abuse to be committed in October 2010

     Press Releases Published: 08/08/2013 Last modified: 17/09/2013
     The Financial Conduct Authority (FCA) has fined David Davis, senior partner and compliance officer of Paul E Schweder Miller & Co, £70,258, and Vandana Parikh, a broker at the same firm, £45,673, for failing to act with due skill, care and

705. FCA bans former Co-operative Bank Chair, Paul Flowers, from the financial services industry

     Press Releases Published: 06/03/2018 Last modified: 06/03/2018
     The Financial Conduct Authority (FCA) has banned the former Chair of Co-operative Bank PLC (Co-op Bank), Paul Flowers, from the financial services industry.

706. The Financial Conduct Authority imposes £2.1m fine and places restriction on Bank of Beirut after it misled the regulator

     Press Releases Published: 05/03/2015 Last modified: 30/08/2015
     Georgina Philippou, acting director of enforcement and market oversight, commented:. “It is essential to consumer protection, market integrity and the prevention of financial crime that we can rely on firms giving ... Wills handled most of the

707. FCA announces proposals to further support motor finance and high cost credit customers

     Press Releases Published: 03/07/2020 Last modified: 03/07/2020
     The FCA has today announced proposals which would provide continued support for users of motor finance and high cost credit products, who continue to face payment difficulties due to coronavirus (Covid-19).

708. FCA sets out potential remedies to tackle concerns about general insurance pricing

     Press Releases Published: 04/10/2019 Last modified: 04/10/2019
     The FCA has today published the interim report of its market study into the pricing of home and motor insurance.

709. CP17/40: Individual accountability: Transitioning FCA firms and individuals to the Senior Managers & Certification Regime

     Consultation papers Published: 13/12/2017 Last modified: 22/02/2018
     Consumers may be interested how individual accountability is being enhanced within financial services.

710. The Financial Conduct Authority publishes review into delivering ‘independent’ financial advice following the implementation of the Retail Distribution Review

     Press Releases Published: 20/03/2014 Last modified: 20/03/2014
     The Retail Distribution Review (RDR) came into force in 2013 to improve outcomes for consumers by enhancing standards of professionalism, removing key biases, and ensuring the cost of advice is clear. ... Most firms are using the ‘independent’ tag