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Showing 303 to 312 of 17046 search results for Information about Brexit.

  1. AIFMD updates

    Focus areas Published: 08/06/2016 Last modified: 05/07/2023
    There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.
  2. Improving the Appointed Representatives regime through greater use of data

    Data Published: 28/09/2023 Last modified: 03/10/2023
    This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and
  3. Getting to the gamers

    About us What we do Published: 17/02/2023 Last modified: 17/02/2023
    The FCA InvestSmart campaign uses specific techniques to alert different groups of people to risks from investment offers.
  4. Consumer Duty resources

    Tasks for firms Published: 01/11/2023 Last modified: 16/05/2024
    Find publications about the introduction of the Consumer Duty including news, speeches and podcasts.
  5. Consumer Duty events

    Events Published: 25/09/2022 Last modified: 27/06/2024
    The FCA has run events to help firms understand our expectations for the Consumer Duty and prepare for implementation. Find out about these and watch the webinars.
  6. Statements of Policy on the operation of the MiFID transparency regime

    Statements Published: 04/03/2019 Last modified: 29/08/2023
    Statements of Policy outlining how the FCA will operate the MiFID transparency regime, if the UK leaves the EU without an implementation period.
  7. Mortgage Charter uptake data

    Data Published: 11/06/2024 Last modified: 11/06/2024
    The FCA provides the latest quarterly data from firms who have signed up to the Government’s Mortgage Charter.
  8. Sign up for FCA events updates

    Last modified: 21/05/2024
    High-cost credit. Please specify. Subscribe. Privacy information. By submitting this form you consent to us sending emails to you regarding FCA events. ... See our privacy notice for further information about the way we use the personal data collected in
  9. Assessing suitability

    Tasks for regulated firms Published: 19/02/2016 Last modified: 06/03/2020
    FCA outlines the process you should follow to assess suitability of for a client
  10. Operational Resilience

    Tasks for firms Published: 17/05/2017 Last modified: 04/03/2024
    We set out the requirements of our policy and how to report an operational disruption.