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TR15/7: Delegated authority: Outsourcing in the general insurance market
TR15/7: Delegated authority: Outsourcing in the general insurance market. Thematic reviews First published:. ... In many cases, there is insufficient oversight of the performance of products and delivery of services. -
Defined benefit pension transfers market data October 2018-March 2020
Defined benefit pension transfers market data October 2018-March 2020 -
Helping firms provide more support to customers making investment decisions
Examples on providing consumers with greater levels of support, including getting closer to the advice guidance boundary for giving a personal recommendation. -
CP17/32: Quarterly Consultation Paper No 18
Last updated: 02/11/2017. We are proposing to make changes to:. FEES 3 (variations of permission) to provide payment initiation and account services. ... COBS 16 and also to forms and associated parts of the Handbook related to the Insurance Distribution -
TR16/6: Principals and their appointed representatives in the general insurance sector
TR16/6:Principals and their appointed representatives in the general insurance sector (PDF). ... The focus of this review was on general insurance products and services provided primarily to UK retail and SME customers. -
Making competition king – the rise of behavioural economics at the FCA
Speech by Martin Wheatley, Chief Executive, the FCA, at the Australian Securities and Investments Commission (ASIC). This is the text of the speech as drafted, which may differ from the delivered version. -
Former Moore Capital trader pleads guilty to insider dealing
In a case brought by the Financial Conduct Authority (FCA) Julian Rifat a former senior execution trader at Moore Capital Management LLC has today pleaded guilty to an indictment reflecting 8 instances of insider dealing -
FCA warns public of increased threat of loan scams, as borrowers lose over £3.5 million a year
Over £3.5 million was lost to loan fee fraud in 2017 Loan fee fraud reports to the FCA increase by 44% from 2016 to 2017 72% of the public are unaware of scams in relation to loans -
How we can help consumers cope during the cost of living squeeze
In this blog, Sheldon Mills discusses the ways we can help consumers, and how we ensure customer protection when faced with financial challenges arising from the cost of living. -
PS15/22: General Insurance Add-Ons Market Study – Remedies: banning opt-out selling across financial services and supporting informed decision-making for add-on buyers, including feedback on CP15/13 and final rules and guidance
PS15/22: General Insurance Add-Ons Market Study – Remedies: banning opt-out selling across financial services and supporting informed decision-making for add-on buyers, including feedback on CP15/13 and ... In this Policy Statement we report on the