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Showing 111 to 120 of 679 search results for Instrument of dissolution.

  1. FSA - Handbook Notice 120 [pdf]

    Handbook Published: 28/05/2012 Last modified: 30/05/2013
    On 24 May 2012 the FSA Board made changes to the Handbook in one instrument which sets 2012/13 fees and levies for the FSA, the Financial Ombudsman Service (FOS) and the Money Advice Service (MAS) (FSA 2012/26)

  2. Shareholding notification and disclosure

    Markets Published: 02/05/2016 Last modified: 02/07/2024
    There are several transparency rules under Disclosure Guidance and Transparency Rules Chapter 5 (DTR 5). Find out more about how to make a shareholding notification, certain exemptions and submitting information.

  3. The FCA and mutual societies

    Tasks for regulated firms Published: 10/05/2015 Last modified: 24/02/2023
    Find out about our role in registering mutual societies.

  4. Coronavirus (Covid-19): Information for firms

    Firms Focus areas Published: 17/03/2020 Last modified: 29/07/2022
    Our expectations for firms during the coronavirus pandemic, and the measures we’ve put in place to make sure customers are protected.

  5. Clearing obligation

    Markets Markets policy Published: 24/05/2016 Last modified: 24/06/2024
    Find out more about the clearing obligation under Article 4 of UK European Market Infrastructure Regulation and the updates to the clearing obligation regime under UK EMIR REFIT.

  6. The financial services contracts regime

    Statements Published: 17/12/2018 Last modified: 18/02/2020
    The Government's legislation for the financial services contracts regime (FSCR) will enable firms who do not enter the temporary permissions regime to wind down their UK business in an orderly fashion.

  7. Authorised payment institution (authorised PI)

    Last modified: 22/09/2017
    The Handbook is amended by the Payment Services Instrument 2017 and you can see the revised Handbook on our Handbook website by setting the date to 13 January 2018. ... PERG 3 and PERG 15 are amended by the Payment Services Instrument 2017 and you can

  8. FSA - FG11/19 [pdf]

    Finalised guidance Published: 19/10/2011 Last modified: 20/10/2014
    This guidance applies to all transactions in derivatives conducted through clearing platforms of derivative markets (ISIN or Aii) within the EEA, regardless of whether those derivatives are fungible or differ in any characteristics from an exchange

  9. Commodity derivatives: position limits, reporting regime and commitment of trader reports

    Firms Markets Markets policy Published: 22/05/2016 Last modified: 11/09/2023
    This regime for commodity derivatives aims to prevent market abuse. Read more about position limits, when to notify the FCA and submitting reports.

  10. FCA publishes second consultation paper on the Markets in Financial Instruments Directive II implementation

    Press Releases Published: 29/07/2016 Last modified: 29/07/2016
    FCA publishes second consultation paper on the Markets in Financial Instruments Directive II implementation. ... The Financial Conduct Authority (FCA) has today published its second consultation paper (CP16/19) on the implementation of the Markets in