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Showing 121 to 130 of 679 search results for Instrument of dissolution.

  1. Consumer Duty – information for firms

    Tasks for firms Published: 02/10/2022 Last modified: 26/06/2024
    To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market.

  2. MiFID II: retail investment advice firms

    Tasks for regulated firms Published: 09/01/2018 Last modified: 21/12/2022
    A summary of some of the key changes that impact retail investment advice firms, effective from 3 January 2018.

  3. 2018 Disclosure Log

    Last modified: 14/09/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 

  4. Update on the temporary permissions regime

    News stories Published: 25/07/2018 Last modified: 25/07/2018
    On 24 July 2018 the Government published the draft Statutory Instrument that will form the legislative basis of the temporary permissions regime for inbound passporting EEA firms and funds. At the same time we have provided an update setting out

  5. Online trading scams

    Consumers Scams Published: 21/05/2019 Last modified: 20/03/2023
    Find out how online trading scams work, how to avoid scams and what to do if you’re scammed.

  6. MiFID reporting after the Brexit transition period

    Firms Focus areas Markets Markets policy Published: 04/12/2020 Last modified: 11/01/2023
    Read this page if your firm is migrating to FCA FIRDS or FCA FITRS after 31 December 2020. You will find information here about what you need to do. 

  7. Application under MIFIDPRU 3.6.2R for permission to reduce own funds instruments where neither condition in MIFIDPRU 3.6.3R applies [docx]

    Forms Published: 19/11/2021
    Application under MIFIDPRU 3.6.2R for permission to reduce own funds instruments where neither condition in MIFIDPRU 3.6.3R applies

  8. FSA - Handbook Notice 114 [pdf]

    Handbook Published: 03/11/2011 Last modified: 30/05/2013
    On 2 November 2011 the FSA Board made changes to the Handbook in five instruments which propose to limit the scope of the voiding rules to large firms that are of systemic importance and have higher risk business models

  9. FSA - Notification form [pdf]

    Forms Published: 08/03/2013 Last modified: 26/06/2013

  10. MIFIDPRU 3.3.3(1)R application: permission to classify an issuance of capital instruments [docx]

    Forms Published: 28/07/2021 Last modified: 30/11/2021
    Application under MIFIDPRU 3.3.3(1)R for permission to classify an issuance of capital instruments as common equity tier 1 (CET1) capital.