Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 161 to 170 of 679 search results for Instrument of dissolution.

  1. Change in control notification forms

    Tasks for firms Published: 12/10/2019 Last modified: 13/12/2023
    Download the forms you'll need to submit a change in control notification.

  2. FCA Handbook Notice 27 [pdf]

    Handbook Published: 06/11/2015 Last modified: 06/11/2015
    This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 5 November 2015. It also contains information about other publications relating to the Handbook and,

  3. Coronavirus (Covid-19) motor finance and high cost credit (No 2) instrument [pdf]

    Guidance consultations Published: 03/07/2020
    Coronavirus (Covid-19) motor finance and high cost credit (No 2) instrument

  4. Transparency in asset management

    News stories Published: 30/10/2013 Last modified: 15/08/2014
    Instruments Directive (MiFID) II negotiations.

  5. FSA - FG11/11: Retention periods [pdf]

    Finalised guidance Published: 05/08/2011 Last modified: 20/10/2014
    This guidance relates to the appropriate retention policy under SYSC 19A.3.47R(2) (relating to Remuneration Principle 12(f): Remuneration structures: retained shares or other instruments).

  6. FCA Handbook Notice 22 [pdf]

    Handbook Published: 12/06/2015 Last modified: 12/06/2015
    This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 4 June 2015. It also contains information about other publications relating to the Handbook and, if

  7. Transaction reporting fines

    Markets Transaction reporting Published: 28/05/2016 Last modified: 11/01/2023
    Find out how the FCA are able to effectively monitor for market abuse.

  8. The basic advice regime under MiFID II & IDD

    Financial advisers Published: 19/04/2018 Last modified: 16/02/2023
    The FCA explains the update that includes important information for firms selling stakeholder products using basic advice and the impact of MiFID II and IDD.

  9. Data reporting services providers

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 14/12/2022
    Before entities may provide a Data Reporting Service (DRS) in the UK, they must be authorised by us or verified. Find out what this means for your firm.

  10. Locking down market abuse

    Speeches Published: 08/03/2021 Last modified: 08/03/2021
    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the Expert Forum: Market Abuse 2021.