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Showing 181 to 190 of 679 search results for Instrument of dissolution.

  1. Other exclusion

    Firms Published: 21/09/2017 Last modified: 23/02/2023
    See the PSRs 2017, PERG* and the FCA's Approach Document to understand whether the exclusion you are operating under will continue to apply to you.

  2. Limited Network Exclusion (LNE)

    Tasks for firms Published: 19/09/2017 Last modified: 03/05/2024
    The FCA provides information on the exclusion that applies to providers of limited network payment instruments, such as some shopping centre gift cards.

  3. Market Watch 70

    Newsletters Published: 03/10/2022 Last modified: 03/10/2022
    In this Market Watch, we outline recent observations on the transaction reporting and instrument reference data regimes. These will be of interest to investment firms, credit institutions, trading venues, systematic internalisers, and approved

  4. Market Abuse Regulation

    Markets Market abuse Published: 03/05/2016 Last modified: 22/05/2023
    The Market Abuse Regulation (MAR) aims to increase market integrity and investor protection. Find out more about the application and structure of the MAR, market abuse offences and exemptions.

  5. Coronavirus (Covid-19) credit card instrument 2020 [pdf]

    Guidance consultations Published: 02/04/2020
    Coronavirus (Covid-19) credit card instrument 2020

  6. FSA - GC10/4 [pdf]

    Guidance consultations Published: 05/10/2010 Last modified: 11/07/2016
    Chi-X is launching trading in a new type of instrument on 8 November 2010 – centrally cleared contracts for difference (ccCFDs). These new instruments fall under our transaction reporting regime as the underlying instruments to these CFDs are all

  7. Chairman’s speech

    Speeches Published: 18/07/2013 Last modified: 18/07/2013
    Speech by FCA Chairman, John Griffith-Jones, at the Annual Public Meeting, London. This is the text of the speech as drafted, which may differ from the delivered version.

  8. Cryptocurrency derivatives

    Statements Published: 06/04/2018 Last modified: 06/04/2018
    FCA statement on the requirement for firms offering cryptocurrency derivatives to be authorised.

  9. PS15/14: Restrictions on the retail distribution of regulatory capital instruments [pdf]

    Policy statements Published: 12/06/2015 Last modified: 12/06/2015
    In this paper we set out the rules we are implementing following our consultation on restrictions on the retail distribution of regulatory capital instruments (contingent convertible securities (CoCos) and mutual society shares).

  10. Covid-19 Consumer Credit Instrument 2020 [pdf]

    Guidance consultations Published: 04/11/2020
    Covid-19 Consumer Credit Instrument 2020.