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Showing 21 to 30 of 679 search results for Instrument of dissolution.

  1. UK MiFID transparency calculations

    Data Published: 05/11/2021 Last modified: 14/05/2024
    This page contains updates on the UK MiFID transparency calculations and the latest published data.

  2. UK Listing Rules instrument 2024 [pdf]

    Consultation papers Published: 07/03/2024
    We have made this instrument in the exercise of powers and related provisions in the Financial Services and Markets Act 2000.

  3. Copy trading

    Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
    Copy trading allows investors to trade by automatically copying another investor's trades, and this is often classed as portfolio or investment management.

  4. Alternative Investment Managers Remuneration Code (SYSC 19B)

    Tasks for regulated firms Published: 08/05/2015 Last modified: 10/02/2023
    The FCA provide information on Alternative Investment Fund Managers Remuneration Code (SYSC 19B)

  5. Final Notice 2018: BGR Musical Instruments [pdf]

    Final notices Published: 25/07/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. Draft instrument: Exiting the European Union: Gibraltar (General Rules) instrument 201[x] [pdf]

    Handbook Published: 20/12/2018

  7. Temporary prohibition of short selling

    News stories Published: 13/03/2020 Last modified: 13/03/2020
    The FCA notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012.

  8. Short positions disclosed to us [xlsx]

    Data Published: 22/07/2024 Last modified: 22/07/2024
    The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA.

  9. Indicative list of financial instruments [pdf]

    Documents Published: 29/12/2020
    Indicative list of financial instruments that are subject to notification requirements. This PDF has been amended to improve accessibility. This PDF has been amended to improve accessibility.

  10. UK Benchmarks Regulation

    Markets Regulated markets Published: 22/04/2016 Last modified: 14/06/2024
    The Benchmarks Regulation (BMR) aims include ensuring benchmarks are robust and reliable. Learn more about how this affects you and the different benchmarks.