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Showing 291 to 300 of 679 search results for Instrument of dissolution.

  1. Regulating high frequency trading

    Speeches Published: 04/06/2014 Last modified: 04/06/2014
    Speech by Martin Wheatley, CEO, the FCA, at the Global Exchange and Brokerage Conference, New York. This is the text of the speech as drafted, which may differ from the delivered version.

  2. UK RRD: Handbook rules

    Tasks for regulated firms Published: 23/05/2016 Last modified: 10/02/2023
    The FCA provides information on how UK RRD was implemented in the through several statutory instruments that amended UK legislation

  3. Improvements to equity secondary markets

    News stories Published: 03/05/2023 Last modified: 03/05/2023
    The FCA are introducing changes to improve how equity secondary markets operate.

  4. Transaction reporting forum

    Markets Transaction reporting Published: 30/05/2016 Last modified: 11/01/2023
    The FCA explain how transaction reporting forums are used.

  5. Consider if you provide payment services

    Tasks for firms Published: 06/06/2019 Last modified: 22/03/2023
    Find out more on whether the revised Payment Services Directive (PSD2) applies to your business and what steps to take.

  6. Temporary restriction in short selling: Bafin

    News stories Published: 18/02/2019 Last modified: 18/02/2019
    This applies to transactions in the following shares as well as to all related instruments relevant for the calculation of the net short position:.

  7. Apply for fund authorisation

    Tasks for firms Published: 10/05/2015 Last modified: 25/01/2024
    Investment funds established in the UK and structured as collective investment schemes (CIS) must be authorised by us to be promoted to retail investors in the UK.

  8. FCA publishes Guidance Guarantee Policy Statement

    Press Releases Published: 27/11/2014 Last modified: 27/11/2014
    This Policy Statement and the near final instruments in it have been prepared on the basis that the Pension Schemes Bill will be passed by Parliament and given Royal Assent in ... We propose to make these instruments as soon as possible after the Bill

  9. Information for newly authorised firms

    Published: 30/09/2022 Last modified: 25/05/2023
    As a newly authorised firm, learn about the systems you'll use and important things you need to know.

  10. Statement on MiFID II inducements and research

    Statements Published: 08/11/2019 Last modified: 08/11/2019
    FCA welcomes the US Securities and Exchange Commission’s extension of no-action relief relating to MiFID II inducements and research provisions