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Showing 311 to 320 of 679 search results for Instrument of dissolution.

  1. Cutover plan for firms migrating to FCA FIRDS and FITRS after the Brexit transition period

    News stories Published: 04/12/2020 Last modified: 04/12/2020
    Details on how we’re moving MiFID reference data and transparency systems away from ESMA as part of the MiFID onshoring process.
  2. Temporary ban on net short positions by AMF

    News stories Published: 18/03/2020 Last modified: 18/03/2020
    The FCA notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012. This page details the
  3. Preparing your firm's financial information

    Firms Firm authorisation Published: 25/05/2023 Last modified: 02/05/2024
    Find out what financial information to include before you submit an application to be authorised by us.
  4. Notification under MIFIDPRU TP 7.4R(2)(b) [docx]

    Forms Published: 09/12/2021
    Notification under MIFIDPRU TP 7.4R(2)(b) on treating pre-MIFIDPRU capital instruments as own funds under MIFIDPRU 3
  5. Business Plan 2023/24

    Corporate documents Business plans Published: 04/04/2023 Last modified: 02/07/2024
    The FCA's Business Plan details the work it will do over the next 12 months to help deliver the commitments in its Strategy.
  6. Service standards 2020/21

    Data Published: 15/07/2021 Last modified: 15/07/2021
    The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2020/21.
  7. Key publications – electronic money and payment services

    Tasks for regulated firms Published: 06/08/2015 Last modified: 10/02/2023
    Publications relating to the Payment Services Directive, Electronic Money Regulations and Payment Services Regulations
  8. Shaping the future in asset management

    Speeches Published: 30/10/2013 Last modified: 30/10/2013
    Keynote speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  9. MiFID II: The future of European trading in the balance

    Speeches Published: 19/09/2014 Last modified: 01/11/2016
    Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.
  10. Brexit – what we expect firms and other regulated persons to do now

    Statements Published: 01/02/2019 Last modified: 31/01/2020
    The Treasury has published draft legislation that would temporarily empower the FCA and the Bank of England/Prudential Regulation Authority (PRA) to make transitional provisions if the UK leaves the EU without an agreement in place. We intend to use